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FQ
First Quadrant Portfolio holdings
AUM
$18M
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter
Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
(+4.2%)
Cap. Flow
+$63.1M
Cap. Flow
% of AUM
1.34%
Top 10 Holdings %
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$35.4M |
| 2 |
Baxter International
BAX
|
+$30.7M |
| 3 |
United Parcel Service
UPS
|
+$27M |
| 4 |
American Electric Power
AEP
|
+$22.9M |
| 5 |
Darden Restaurants
DRI
|
+$22.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$40.3M |
| 2 |
Verizon
VZ
|
+$38.9M |
| 3 |
SLB Ltd
SLB
|
+$33.9M |
| 4 |
Johnson & Johnson
JNJ
|
+$30.3M |
| 5 |
Intuit
INTU
|
+$25.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.15% |
| 2 | Healthcare | 14.15% |
| 3 | Financials | 13.11% |
| 4 | Consumer Discretionary | 11.73% |
| 5 | Industrials | 11.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Murphy USA
MUSA
$11.4B
| $11.5M | 0.24% |
+161,221
| New | +$12M |
|
152
Norfolk Southern
NSC
$75.4B
| $11.5M | 0.24% |
118,500
-151,000
| -56% | -$13.7M |
|
153
Intel
INTC
$413B
| $11.4M | 0.24% |
303,001
-16,799
| -5% | -$595K |
|
|
NUAN
154
DELISTED
Nuance Communications, Inc.
NUAN
| $11.3M | 0.24% |
899,696
-3,745
| -0.4% | -$49.1K |
|
|
NFX
155
DELISTED
Newfield Exploration
NFX
| $11.1M | 0.24% |
+256,518
| New | +$11.3M |
|
156
Popular Inc
BPOP
$11B
| $10.7M | 0.23% |
280,596
+81,796
| +41% | +$2.91M |
|
|
DO
157
DELISTED
Diamond Offshore Drilling
DO
| $10.5M | 0.22% |
596,023
+514,923
| +635% | +$10.3M |
|
|
TFCF
158
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $10.4M | 0.22% |
422,000
+28,800
| +7% | +$751K |
|
159
NVIDIA
NVDA
$4.6T
| $10.4M | 0.22% |
6,090,920
-10,602,440
| -64% | -$15.7M |
|
|
DFS
160
DELISTED
Discover Financial Services
DFS
| $10.4M | 0.22% |
183,888
-61,912
| -25% | -$3.55M |
|
|
WR
161
DELISTED
Westar Energy Inc
WR
| $10.3M | 0.22% |
+181,320
| New | +$10M |
|
162
DuPont de Nemours
DD
$18.6B
| $10.1M | 0.21% |
77,078
+75,341
| +4,337% | +$10M |
|
163
Equity Lifestyle Properties
ELS
$13.1B
| $10M | 0.21% |
260,224
+211,224
| +431% | +$8.38M |
|
164
Thor Industries
THO
$4.06B
| $9.99M | 0.21% |
117,900
+64,100
| +119% | +$4.98M |
|
165
American Express
AXP
$224B
| $9.86M | 0.21% |
154,016
-36,534
| -19% | -$2.35M |
|
|
MXIM
166
DELISTED
Maxim Integrated Products
MXIM
| $9.74M | 0.21% |
+243,935
| New | +$9.62M |
|
167
Chubb
CB
$140B
| $9.65M | 0.2% |
76,843
-723
| -0.9% | -$91.7K |
|
168
Alibaba
BABA
$276B
| $9.64M | 0.2% |
+91,174
| New | +$8.45M |
|
169
Stanley Black & Decker
SWK
$14.5B
| $9.64M | 0.2% |
+78,371
| New | +$9.46M |
|
170
AutoZone
AZO
$51.3B
| $9.58M | 0.2% |
12,467
+100
| +0.8% | +$77.8K |
|
171
CDW
CDW
$18.9B
| $9.55M | 0.2% |
208,796
-281,404
| -57% | -$12.3M |
|
172
Becton Dickinson
BDX
$46.4B
| $9.38M | 0.2% |
53,470
+1,502
| +3% | +$257K |
|
173
Atmos Energy
ATO
$29.7B
| $9.19M | 0.19% |
+123,339
| New | +$9.49M |
|
174
Toro Company
TTC
$8.79B
| $9.1M | 0.19% |
194,306
+186,952
| +2,542% | +$8.75M |
|
175
Coca-Cola
KO
$383B
| $9.08M | 0.19% |
214,470
-21,030
| -9% | -$922K |
|
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First Quadrant's Q3 2016 Portfolio in Review
As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.
- First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
- First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
- First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
- First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
- First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
- First Quadrant opened 145 new positions and closed 94 in Q3 2016.
- First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.
Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.