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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.71%
2 Technology 15.77%
3 Healthcare 13.66%
4 Industrials 13.06%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUR icon
151
Murphy Oil
MUR
$5.55B
$7.84M 0.18%
137,700
– –
HRB icon
152
H&R Block
HRB
$5.98B
$7.78M 0.17%
+251,000
New +$8.18M
APH icon
153
Amphenol
APH
$185B
$7.78M 0.17%
623,200
-242,400
-28% -$3.04M
AZO icon
154
AutoZone
AZO
$51.3B
$7.17M 0.16%
14,067
– –
KEY icon
155
KeyCorp
KEY
$23.8B
$7.12M 0.16%
534,200
– –
UHAL icon
156
U-Haul Holding Co
UHAL
$14B
$7.06M 0.16%
269,470
-1,190
-0.4% -$32.9K
SPR
157
DELISTED
Spirit AeroSystems
SPR
$7.02M 0.16%
+184,400
New +$6.74M
HAL icon
158
Halliburton
HAL
$26.1B
$6.97M 0.16%
108,000
+34,100
+46% +$2.34M
CELG
159
DELISTED
Celgene Corp
CELG
$6.97M 0.16%
73,500
-142,100
-66% -$12.8M
H icon
160
Hyatt Hotels
H
$17.5B
$6.96M 0.16%
114,973
+49,600
+76% +$3.02M
TRIP icon
161
TripAdvisor
TRIP
$1.7B
$6.92M 0.15%
75,700
-91,300
-55% -$9.04M
AMP icon
162
Ameriprise Financial
AMP
$47.8B
$6.87M 0.15%
55,700
+52,700
+1,757% +$6.47M
EGN
163
DELISTED
Energen
EGN
$6.77M 0.15%
93,700
-116,300
-55% -$9.3M
CLX icon
164
Clorox
CLX
$12B
$6.55M 0.15%
68,200
+25,000
+58% +$2.26M
GL icon
165
Globe Life
GL
$14B
$6.31M 0.14%
120,425
-100,900
-46% -$5.45M
RF icon
166
Regions Financial
RF
$26.4B
$6.3M 0.14%
627,700
-1,144,800
-65% -$11.7M
WEC icon
167
WEC Energy
WEC
$36.3B
$5.99M 0.13%
139,400
– –
CF icon
168
CF Industries
CF
$19.6B
$5.89M 0.13%
105,550
-1,000
-0.9% -$50.8K
CMP icon
169
Compass Minerals
CMP
$1.23B
$5.8M 0.13%
68,800
-56,700
-45% -$5.09M
LII icon
170
Lennox International
LII
$15B
$5.78M 0.13%
75,200
-25,200
-25% -$2.13M
PETM
171
DELISTED
PETSMART INC
PETM
$5.63M 0.13%
80,300
– –
SAFM
172
DELISTED
Sanderson Farms Inc
SAFM
$5.62M 0.13%
63,849
+18,922
+42% +$1.79M
GEN icon
173
Gen Digital
GEN
$16.5B
$5.56M 0.12%
236,528
– –
MAS icon
174
Masco
MAS
$14.6B
$5.54M 0.12%
+263,675
New +$5.21M
RKT
175
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$5.49M 0.12%
115,400
-230,600
-67% -$11.4M
5 6
7
8 9

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.