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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMI icon
151
Valmont Industries
VMI
$8.86B
$7.74M 0.2%
55,700
+4,600
+9% +$658K
FLIR
152
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$7.64M 0.19%
243,400
+61,600
+34% +$1.92M
STRZA
153
DELISTED
Starz - Series A
STRZA
$7.54M 0.19%
268,100
– –
DDS icon
154
Dillards
DDS
$9.2B
$7.32M 0.19%
93,535
-59,200
-39% -$4.79M
BALL icon
155
Ball Corp
BALL
$17.5B
$7.22M 0.18%
321,832
-196
-0.1% -$4.4K
AVGO icon
156
Broadcom
AVGO
$1.76T
$7.21M 0.18%
1,674,000
– –
NUS icon
157
Nu Skin
NUS
$257M
$7.16M 0.18%
74,737
-44,000
-37% -$3.73M
PETM
158
DELISTED
PETSMART INC
PETM
$7M 0.18%
91,800
+11,500
+14% +$831K
PRE
159
DELISTED
PARTNERRE LTD
PRE
$6.99M 0.18%
76,300
-49,200
-39% -$4.41M
PHM icon
160
Pultegroup
PHM
$25.2B
$6.86M 0.17%
415,950
+84,450
+25% +$1.44M
NKE icon
161
Nike
NKE
$64.1B
$6.82M 0.17%
187,800
+18,600
+11% +$607K
HBI
162
DELISTED
Hanesbrands
HBI
$6.73M 0.17%
432,000
+182,400
+73% +$2.71M
RES icon
163
RPC Inc
RES
$1.13B
$6.66M 0.17%
430,700
-12,300
-3% -$180K
UNF icon
164
Unifirst Corp
UNF
$5.45B
$6.64M 0.17%
63,610
+2,600
+4% +$257K
ACAS
165
DELISTED
American Capital Ltd
ACAS
$6.62M 0.17%
481,700
-200,431
-29% -$2.64M
MYGN icon
166
Myriad Genetics
MYGN
$476M
$6.6M 0.17%
280,700
+193,900
+223% +$5.51M
PARA
167
DELISTED
Paramount Global Class B
PARA
$6.56M 0.17%
119,000
-341,100
-74% -$18.1M
INTC icon
168
Intel
INTC
$413B
$6.21M 0.16%
270,900
-100,300
-27% -$2.31M
KEY icon
169
KeyCorp
KEY
$23.8B
$6.18M 0.16%
542,100
– –
ASB icon
170
Associated Banc-Corp
ASB
$5.8B
$6.17M 0.16%
398,500
– –
TDS icon
171
Telephone and Data Systems
TDS
$3.87B
$6.02M 0.15%
203,630
+194,499
+2,130% +$5.35M
GEN icon
172
Gen Digital
GEN
$16.5B
$5.95M 0.15%
240,528
-184,472
-43% -$4.63M
INVX
173
Innovex International
INVX
$1.8B
$5.88M 0.15%
51,200
+50,400
+6,300% +$5.15M
HLF icon
174
Herbalife
HLF
$1.3B
$5.85M 0.15%
167,600
+167,200
+41,800% +$5.17M
MRC
175
DELISTED
MRC Global
MRC
$5.79M 0.15%
+216,194
New +$5.76M
5 6
7
8 9

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.