FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Quarter Est. Return
1 Year Est. Return
+24.2%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$18M
AUM Growth
-$912M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
575
New
Increased
Reduced
Closed

Top Buys

1
+$57K
2
+$48K
3
+$47K
4
OPEN icon
Opendoor
OPEN
+$46K
5
X
US Steel
X
+$45K

Top Sells

1
+$64.7M
2
+$64.5M
3
+$63.9M
4
AAPL icon
Apple
AAPL
+$46.3M
5
MSFT icon
Microsoft
MSFT
+$42.9M

Sector Composition

1 Industrials 4.14%
2 Consumer Discretionary 3.36%
3 Technology 3.05%
4 Financials 2.72%
5 Healthcare 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMW
151
DELISTED
VMware, Inc
VMW
– –
-141
HCCI
152
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-1,180
NATI
153
DELISTED
National Instruments Corp
NATI
– –
-26,298
SYNH
154
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-2,201
LSI
155
DELISTED
Life Storage, Inc.
LSI
– –
-7,983
SI
156
DELISTED
Silvergate Capital Corporation
SI
– –
-6,616
UMPQ
157
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-9,000
PZN
158
DELISTED
Pzena Investment Management, Inc. Class A
PZN
– –
-33,100
CTXS
159
DELISTED
Citrix Systems Inc
CTXS
– –
-19,190
ACC
160
DELISTED
American Campus Communities, Inc.
ACC
– –
-11,517
TREC
161
DELISTED
Trecora Resources
TREC
– –
-9,700
XENT
162
DELISTED
Intersect ENT, Inc
XENT
– –
-20,000
APR
163
DELISTED
Apria, Inc. Common Stock
APR
– –
-1,151
CSLT
164
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-80,800
MRLN
165
DELISTED
Marlin Business Services Corp
MRLN
– –
-4,000
RRTS
166
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
– –
-3,600
FBC
167
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-53,979
EMKR
168
DELISTED
Emcore Corp
EMKR
– –
-560
ATVI
169
DELISTED
Activision Blizzard
ATVI
– –
-44,563
REGI
170
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-17,478
VG
171
DELISTED
Vonage Holdings Corporation
VG
– –
-20,000
GNTX icon
172
Gentex
GNTX
$5.24B
– –
-44,163
QCOM icon
173
Qualcomm
QCOM
$171B
– –
-23,214
BAX icon
174
Baxter International
BAX
$10.3B
– –
-36,400
CF icon
175
CF Industries
CF
$13.5B
– –
-10,379
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