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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.15%
2 Healthcare 14.15%
3 Financials 13.11%
4 Consumer Discretionary 11.73%
5 Industrials 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
126
Carnival Corporation Ltd
CCL
$38.1B
$13.3M 0.28%
+271,500
New +$12.6M
MA icon
127
Mastercard
MA
$498B
$13.1M 0.28%
128,980
– –
CMS icon
128
CMS Energy
CMS
$23B
$13M 0.28%
310,030
+306,630
+9,019% +$13.4M
PARA
129
DELISTED
Paramount Global Class B
PARA
$12.9M 0.27%
235,600
-222,586
-49% -$11.8M
MPC icon
130
Marathon Petroleum
MPC
$90.1B
$12.8M 0.27%
314,270
+248,122
+375% +$10.1M
SLB icon
131
SLB Ltd
SLB
$72.7B
$12.7M 0.27%
160,929
-427,418
-73% -$33.9M
DGX icon
132
Quest Diagnostics
DGX
$26B
$12.6M 0.27%
149,440
+141,040
+1,679% +$11.8M
KDP icon
133
Keurig Dr Pepper
KDP
$42.8B
$12.6M 0.27%
138,500
-300
-0.2% -$28.4K
BALL icon
134
Ball Corp
BALL
$17.5B
$12.5M 0.27%
306,000
– –
DVA icon
135
DaVita
DVA
$15.5B
$12.5M 0.26%
189,324
+185,624
+5,017% +$13.1M
NUE icon
136
Nucor
NUE
$58.3B
$12.5M 0.26%
252,600
– –
HST icon
137
Host Hotels & Resorts
HST
$17.5B
$12.5M 0.26%
800,156
+788,156
+6,568% +$13.5M
L icon
138
Loews
L
$24.5B
$12.4M 0.26%
302,300
– –
EAT icon
139
Brinker International
EAT
$8.82B
$12.1M 0.26%
239,946
+142,100
+145% +$7.15M
DG icon
140
Dollar General
DG
$28.4B
$12.1M 0.26%
172,464
+172,328
+126,712% +$14.6M
NE
141
DELISTED
Noble Corporation
NE
$12.1M 0.26%
1,901,398
+1,150,900
+153% +$7.74M
MSCI icon
142
MSCI
MSCI
$42.4B
$12M 0.25%
142,773
+142,606
+85,393% +$12.1M
DLB icon
143
Dolby
DLB
$4.97B
$11.9M 0.25%
219,333
+156,217
+248% +$7.82M
BWXT icon
144
BWX Technologies
BWXT
$14.4B
$11.9M 0.25%
309,386
+180,153
+139% +$6.81M
RDC
145
DELISTED
Rowan Companies Plc
RDC
$11.8M 0.25%
781,122
+749,252
+2,351% +$11M
RAX
146
DELISTED
Rackspace Hosting Inc
RAX
$11.8M 0.25%
371,400
– –
CGNX icon
147
Cognex
CGNX
$9.62B
$11.8M 0.25%
444,928
-136,272
-23% -$3.27M
THG icon
148
Hanover Insurance
THG
$8.13B
$11.7M 0.25%
154,693
-7
-0% -$556
XLNX
149
DELISTED
Xilinx Inc
XLNX
$11.6M 0.25%
214,099
+209,099
+4,182% +$10.7M
LNT icon
150
Alliant Energy
LNT
$18.6B
$11.5M 0.24%
300,668
+231,568
+335% +$9.09M
4 5
6
7 8

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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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FFIM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.