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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.71%
2 Technology 15.77%
3 Healthcare 13.66%
4 Industrials 13.06%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
101
Kimberly-Clark
KMB
$37.6B
$14.1M 0.32%
136,946
– –
AVGO icon
102
Broadcom
AVGO
$1.76T
$13.7M 0.31%
1,571,000
+344,000
+28% +$2.69M
NSC icon
103
Norfolk Southern
NSC
$75.4B
$13.4M 0.3%
119,800
– –
UNH icon
104
UnitedHealth
UNH
$382B
$13.3M 0.3%
153,791
– –
GAS
105
DELISTED
AGL Resources Inc
GAS
$12.9M 0.29%
251,300
+32,800
+15% +$1.73M
MRO
106
DELISTED
Marathon Oil Corporation
MRO
$12.9M 0.29%
342,600
– –
KR icon
107
Kroger
KR
$36.7B
$12.6M 0.28%
484,792
-35,586
-7% -$899K
MMM icon
108
3M
MMM
$91.8B
$12.5M 0.28%
105,487
– –
AHL
109
DELISTED
ASPEN Insurance Holding Limited
AHL
$12.4M 0.28%
289,244
+143,047
+98% +$6.08M
GMCR
110
DELISTED
KEURIG GREEN MTN INC
GMCR
$12.3M 0.28%
94,800
-3,600
-4% -$450K
TFCFA
111
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$12.1M 0.27%
354,049
+252,353
+248% +$8.73M
NDAQ icon
112
Nasdaq
NDAQ
$53.4B
$12.1M 0.27%
855,000
– –
X
113
DELISTED
US Steel
X
$12.1M 0.27%
307,986
-29,084
-9% -$1.02M
PRE
114
DELISTED
PARTNERRE LTD
PRE
$11.8M 0.26%
107,700
+20,600
+24% +$2.26M
CE icon
115
Celanese
CE
$4.82B
$11.5M 0.26%
195,700
+92,500
+90% +$5.7M
CPA icon
116
Copa Holdings
CPA
$5.56B
$11.2M 0.25%
104,200
+11,200
+12% +$1.49M
BBY icon
117
Best Buy
BBY
$19B
$11.1M 0.25%
+329,900
New +$10.4M
PEP icon
118
PepsiCo
PEP
$196B
$11.1M 0.25%
119,000
+70,300
+144% +$6.42M
SHW icon
119
Sherwin-Williams
SHW
$84.8B
$10.8M 0.24%
148,566
+148,410
+95,135% +$10.5M
V icon
120
Visa
V
$701B
$10.8M 0.24%
202,568
– –
TRW
121
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$10.7M 0.24%
105,500
– –
OII icon
122
Oceaneering
OII
$4.64B
$10.7M 0.24%
163,847
-800
-0.5% -$55.3K
BKW
123
DELISTED
BURGER KING WORLDWIDE
BKW
$10.6M 0.24%
355,900
+117,700
+49% +$3.36M
DOX icon
124
Amdocs
DOX
$6.03B
$10.4M 0.23%
226,200
-93,600
-29% -$4.38M
INTC icon
125
Intel
INTC
$413B
$10.3M 0.23%
296,900
+10,500
+4% +$356K
3 4
5
6 7

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.