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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.15%
2 Healthcare 14.15%
3 Financials 13.11%
4 Consumer Discretionary 11.73%
5 Industrials 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZAGG
926
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-38,200
Closed -$201K
PE
927
DELISTED
PARSLEY ENERGY INC
PE
– –
-1,900
Closed -$51K
CBL
928
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-52
Closed –
GNC
929
DELISTED
GNC Holdings, Inc.
GNC
– –
-80,200
Closed -$1.95M
TIVO
930
DELISTED
Tivo Inc
TIVO
– –
-2,500
Closed -$39K
INXN
931
DELISTED
Interxion Holding N.V.
INXN
$0 ﹤0.01%
+2
New +$75
VIAB
932
DELISTED
Viacom Inc. Class B
VIAB
– –
-290,500
Closed -$12M
CRAY
933
DELISTED
Cray, Inc.
CRAY
– –
-34,800
Closed -$1.04M
APC
934
DELISTED
Anadarko Petroleum
APC
– –
-77,500
Closed -$4.13M
LHO
935
DELISTED
LaSalle Hotel Properties
LHO
– –
-1,600
Closed -$38K
WEB
936
DELISTED
Web.com Group, Inc.
WEB
– –
-3,000
Closed -$55K
RATE
937
DELISTED
Bankrate Inc
RATE
– –
-1,300
Closed -$10K
TERP
938
DELISTED
TerraForm Power, Inc
TERP
– –
-38
Closed –
FUEL
939
DELISTED
Rocket Fuel Inc.
FUEL
– –
-6,700
Closed -$15K
NSR
940
DELISTED
Neustar Inc
NSR
– –
-200
Closed -$5K
IOC
941
DELISTED
Interoil Corporation
IOC
– –
-12
Closed -$1K
EMC
942
DELISTED
EMC CORPORATION
EMC
– –
-119,500
Closed -$3.25M
CSH
943
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-400
Closed -$17K
WPG
944
DELISTED
Washington Prime Group Inc.
WPG
– –
-3
Closed –
FMER
945
DELISTED
FIRSTMERIT CORP
FMER
– –
-65,210
Closed -$1.32M
QLGC
946
DELISTED
QLOGIC CORP
QLGC
– –
-73,800
Closed -$1.09M
MFLX
947
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-9,400
Closed -$218K
IHS
948
DELISTED
IHS INC CL-A COM STK
IHS
– –
-4,500
Closed -$520K
CRC
949
DELISTED
California Resources Corporation
CRC
– –
-3
Closed –
DCT
950
DELISTED
DCT Industrial Trust Inc.
DCT
$0 ﹤0.01%
+2
New +$97
35 36 37
38
39

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YEPV
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.