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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.15%
2 Healthcare 14.15%
3 Financials 13.11%
4 Consumer Discretionary 11.73%
5 Industrials 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS icon
851
Avanos Medical
AVNS
$6K ﹤0.01%
175
+63
+56% +$2.21K
CPT icon
852
Camden Property Trust
CPT
$11.5B
$6K ﹤0.01%
+70
New +$6.12K
IESC icon
853
IES Holdings
IESC
$9.89B
$6K ﹤0.01%
+311
New +$4.78K
SIX
854
DELISTED
Six Flags Entertainment Corp.
SIX
$6K ﹤0.01%
117
-2,500
-96% -$134K
LPNT
855
DELISTED
LifePoint Health, Inc.
LPNT
$6K ﹤0.01%
93
+19
+26% +$1.14K
DNY
856
DELISTED
DONNELLEY R R & SONS CO
DNY
$6K ﹤0.01%
386
– –
BCE icon
857
BCE
BCE
$20.8B
$5K ﹤0.01%
104
-11
-10% -$521
BOH icon
858
Bank of Hawaii
BOH
$3.14B
$5K ﹤0.01%
73
– –
PINC
859
DELISTED
Premier
PINC
$5K ﹤0.01%
145
-157
-52% -$5.09K
VTR icon
860
Ventas
VTR
$47.5B
$5K ﹤0.01%
+75
New +$5.45K
LPLA icon
861
LPL Financial
LPLA
$27B
$1K ﹤0.01%
+18
New +$487
AJG icon
862
Arthur J. Gallagher & Co
AJG
$69.1B
$0 ﹤0.01%
+1
New +$49
ASB icon
863
Associated Banc-Corp
ASB
$5.8B
– –
-34,200
Closed -$587K
BF.B icon
864
Brown-Forman Class B
BF.B
$13.5B
– –
-3,438
Closed -$110K
BLK icon
865
Blackrock
BLK
$167B
– –
-1
Closed –
CCEP icon
866
Coca-Cola Europacific Partners
CCEP
$49.1B
– –
-4
Closed –
CDP icon
867
COPT Defense Properties
CDP
$4.32B
– –
-431
Closed -$13K
CF icon
868
CF Industries
CF
$19.6B
– –
-17,200
Closed -$415K
CHH icon
869
Choice Hotels
CHH
$5.26B
– –
-163
Closed -$8K
COTY icon
870
Coty
COTY
$2.4B
– –
-65,000
Closed -$1.69M
CRI icon
871
Carter's
CRI
$1.43B
– –
-218,400
Closed -$23.3M
CUZ icon
872
Cousins Properties
CUZ
$5.31B
– –
-3,968
Closed -$116K
CVI icon
873
CVR Energy
CVI
$3.48B
– –
-2,000
Closed -$31K
CXW icon
874
CoreCivic
CXW
$2.94B
– –
-221
Closed -$8K
EL icon
875
Estee Lauder
EL
$30.4B
– –
-67
Closed -$6K
33 34
35
36 37

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.