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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.56B
AUM Growth
+$80.9M
Cap. Flow
-$142M
Cap. Flow %
-3.12%
Top 10 Hldgs %
15.64%
Holding
895
New
101
Increased
144
Reduced
308
Closed
133

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$49.2M
2
ORCL icon
Oracle
ORCL
+$33.2M
3
HON icon
Honeywell
HON
+$32M
4
WMT icon
Walmart Inc
WMT
+$27.5M
5
KDP icon
Keurig Dr Pepper
KDP
+$26M

Top Sells

Rank Stock Value
1
HD icon
Home Depot
HD
+$44.3M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$43.1M
3
GILD icon
Gilead Sciences
GILD
+$37.4M
4
UPS icon
United Parcel Service
UPS
+$36.1M
5
ATVI
Activision Blizzard
ATVI
+$31.4M

Sector Composition

Rank Sector Weight
1 Financials 15.51%
2 Technology 14.77%
3 Healthcare 13.83%
4 Industrials 12.32%
5 Consumer Discretionary 11.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIG
851
DELISTED
Big Lots, Inc.
BIG
– –
-16,800
Closed -$805K
CHS
852
DELISTED
Chicos FAS, Inc.
CHS
– –
-3,800
Closed -$60K
AVID
853
DELISTED
Avid Technology Inc
AVID
– –
-5,900
Closed -$47K
FRC
854
DELISTED
First Republic Bank
FRC
– –
-3,000
Closed -$188K
NTUS
855
DELISTED
Natus Medical Inc
NTUS
– –
-10,600
Closed -$418K
RDS.B
856
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-1
Closed –
MXIM
857
DELISTED
Maxim Integrated Products
MXIM
– –
-123,200
Closed -$4.12M
WPX
858
DELISTED
WPX Energy, Inc.
WPX
– –
-300
Closed -$2K
SMRT
859
DELISTED
Stein Mart Inc
SMRT
– –
-3,500
Closed -$34K
I
860
DELISTED
INTELSAT S. A.
I
– –
-8,300
Closed -$53K
PKD
861
DELISTED
Parker Drilling Company
PKD
– –
-780
Closed -$31K
KS
862
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-6,900
Closed -$114K
CPLA
863
DELISTED
Capella Education Company
CPLA
– –
-4,600
Closed -$228K
MSCC
864
DELISTED
Microsemi Corp
MSCC
– –
-1,000
Closed -$33K
SCMP
865
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-14,500
Closed -$288K
IXYS
866
DELISTED
IXYS Corp
IXYS
– –
-3,720
Closed -$42K
RT
867
DELISTED
Ruby Tuesday Georgia
RT
– –
-33,300
Closed -$207K
SGBK
868
DELISTED
Stonegate Bank
SGBK
– –
-1,700
Closed -$54K
GSOL
869
DELISTED
Global Sources Ltd
GSOL
– –
-3,900
Closed -$32K
SFR
870
DELISTED
Starwood Waypoint Homes
SFR
– –
-500
Closed -$12K
BHI
871
DELISTED
Baker Hughes
BHI
– –
-1,200
Closed -$62K
MJN
872
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-278,800
Closed -$19.6M
CWEI
873
DELISTED
Clayton Williams Energy, Inc.
CWEI
– –
-400
Closed -$16K
CLC
874
DELISTED
Clarcor
CLC
– –
-200
Closed -$10K
TLN
875
DELISTED
Talen Energy Corporation
TLN
– –
-1,012
Closed -$10K
32 33 34
35
36

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First Quadrant's Q4 2015 Portfolio in Review

As of Q4 2015, First Quadrant held 895 positions worth $4.56B, up 1.8% from $4.47B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

First Quadrant withdrew a net $142M in Q4 2015, closing 133 positions and reducing 308 holdings. Its most notable exit was Danaher, an estimated $29.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Quadrant opened a new position in Alphabet (Google) Class A worth $51.7M.

  • First Quadrant's largest Q4 2015 buy was Alphabet (Google) Class A: 1,328,140 shares worth $51.7M.
  • First Quadrant added most to Oracle in Q4 2015, an estimated $33.2M increase.
  • First Quadrant's biggest Q4 2015 reduction was Home Depot, cutting an estimated $44.3M.
  • First Quadrant fully exited Danaher in Q4 2015, selling an estimated $29.4M.
  • First Quadrant's ten largest holdings make up 16% of its $4.56B portfolio in Q4 2015.
  • First Quadrant opened 101 new positions and closed 133 in Q4 2015.
  • First Quadrant's portfolio value rose 1.8% quarter-over-quarter to $4.56B.

Based on First Quadrant's 13F filing for Q4 2015, filed 26 Jan 2016.