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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.71%
2 Technology 15.77%
3 Healthcare 13.66%
4 Industrials 13.06%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILG
851
DELISTED
ILG, Inc Common Stock
ILG
– –
-5,500
Closed -$121K
FFKT
852
DELISTED
Farmers Capital Bank Corp
FFKT
– –
-99
Closed -$2K
RGC
853
DELISTED
Regal Entertainment Group
RGC
– –
-213,300
Closed -$4.5M
PMC
854
DELISTED
PharMerica Corporation
PMC
– –
-14,500
Closed -$415K
NSR
855
DELISTED
Neustar Inc
NSR
– –
-142
Closed -$4K
MJN
856
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-52,400
Closed -$4.88M
ESI
857
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-11,100
Closed -$185K
HTS
858
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-257
Closed -$5K
HUB.B
859
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-79,877
Closed -$9.84M
KRFT
860
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-9,500
Closed -$570K
CVD
861
DELISTED
COVANCE INC.
CVD
– –
-1,700
Closed -$145K
ARX
862
DELISTED
Aeroflex Holding Corp (DE)
ARX
– –
-5,700
Closed -$60K
SUSS
863
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
– –
-4,546
Closed -$367K
UNS
864
DELISTED
UNS ENERGY CORP COM
UNS
– –
-3,560
Closed -$215K
QCOR
865
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-1,200
Closed -$111K
FRX
866
DELISTED
FOREST LABORATORIES INC
FRX
– –
-15,400
Closed -$1.52M
IFC
867
DELISTED
IRWIN FINANCIAL CORP
IFC
$0 ﹤0.01%
5,800
– –
HOT
868
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-46,800
Closed -$3.78M
PDLI
869
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-67,700
Closed -$655K
AAN.A
870
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-113,040
Closed -$4.03M
31 32 33 34
35

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AG
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YEPV
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FFIM
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First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.