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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.5B
AUM Growth
-$839M
Cap. Flow
-$1.12B
Cap. Flow %
-24.8%
Top 10 Hldgs %
18.15%
Holding
911
New
148
Increased
142
Reduced
263
Closed
81

Top Buys

Rank Stock Value
1
ADBE icon
Adobe
ADBE
+$28.3M
2
NKE icon
Nike
NKE
+$27.5M
3
TXN icon
Texas Instruments
TXN
+$27.4M
4
INTU icon
Intuit
INTU
+$23.3M
5
COP icon
ConocoPhillips
COP
+$23.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$46M
2
BA icon
Boeing
BA
+$40.7M
3
ABBV icon
AbbVie
ABBV
+$33.8M
4
SNPS icon
Synopsys
SNPS
+$29M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 17.99%
2 Financials 14.07%
3 Healthcare 11.61%
4 Consumer Discretionary 10.64%
5 Industrials 10.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVH icon
826
Evolent Health
EVH
$371M
$11K ﹤0.01%
+370
New +$8.83K
OXY icon
827
Occidental Petroleum
OXY
$55.7B
$7K ﹤0.01%
+88
New +$7.11K
ASB icon
828
Associated Banc-Corp
ASB
$5.8B
$6K ﹤0.01%
222
-64,050
-100% -$1.75M
HIBB
829
DELISTED
Hibbett, Inc. Common Stock
HIBB
$5K ﹤0.01%
274
– –
AVTA
830
DELISTED
Avantax, Inc. Common Stock
AVTA
$4K ﹤0.01%
+111
New +$4.04K
AIV
831
Aimco
AIV
$377M
– –
-1,723,802
Closed -$9.71M
AL
832
DELISTED
Air Lease Corp
AL
– –
-52,695
Closed -$2.21M
AMN icon
833
AMN Healthcare
AMN
$1.35B
– –
-833
Closed -$49K
AMRX icon
834
Amneal Pharmaceuticals
AMRX
$6.1B
– –
-1,036
Closed -$17K
ASRT
835
DELISTED
Assertio
ASRT
– –
-10
Closed -$4K
BF.A icon
836
Brown-Forman Class A
BF.A
$13.7B
– –
-7,139
Closed -$349K
BFIN
837
DELISTED
BankFinancial
BFIN
– –
-1,598
Closed -$28K
BGC icon
838
BGC Group
BGC
$5.64B
– –
-742,141
Closed -$5.4M
BLDR icon
839
Builders FirstSource
BLDR
$7.29B
– –
-2,292
Closed -$42K
BLMN icon
840
Bloomin' Brands
BLMN
$754M
– –
-1,218
Closed -$24K
CAH icon
841
Cardinal Health
CAH
$53.7B
– –
-3,707
Closed -$181K
CCBG icon
842
Capital City Bank Group
CCBG
$897M
– –
-3,203
Closed -$76K
CCL icon
843
Carnival Corporation Ltd
CCL
$38.1B
– –
-227,142
Closed -$13M
CDXS icon
844
Codexis
CDXS
$158M
– –
-3,349
Closed -$48K
CFG icon
845
Citizens Financial Group
CFG
$30.1B
– –
-39,224
Closed -$1.53M
CMT icon
846
Core Molding Technologies
CMT
$201M
– –
-896
Closed -$13K
CRI icon
847
Carter's
CRI
$1.43B
– –
-35,457
Closed -$3.84M
CSL icon
848
Carlisle Companies
CSL
$13.5B
– –
-54,621
Closed -$5.92M
CTMX icon
849
CytomX Therapeutics
CTMX
$690M
– –
-9,748
Closed -$223K
CWCO icon
850
Consolidated Water Co
CWCO
$472M
– –
-2,164
Closed -$28K
32 33
34
35 36

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2018 Portfolio in Review

As of Q3 2018, First Quadrant held 911 positions worth $4.5B, down 16% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Quadrant withdrew a net $1.12B in Q3 2018, closing 81 positions and reducing 263 holdings. Its most notable exit was Hilton Grand Vacations, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Quadrant opened a new position in UGI worth $21.9M.

  • First Quadrant's largest Q3 2018 buy was UGI: 394,049 shares worth $21.9M.
  • First Quadrant added most to Adobe in Q3 2018, an estimated $28.3M increase.
  • First Quadrant's biggest Q3 2018 reduction was Apple, cutting an estimated $46M.
  • First Quadrant fully exited Hilton Grand Vacations in Q3 2018, selling an estimated $22.4M.
  • First Quadrant's ten largest holdings make up 18% of its $4.5B portfolio in Q3 2018.
  • First Quadrant opened 148 new positions and closed 81 in Q3 2018.
  • First Quadrant's portfolio value fell 16% quarter-over-quarter to $4.5B.

Based on First Quadrant's 13F filing for Q3 2018, filed 23 Oct 2018.