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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.71%
2 Technology 15.77%
3 Healthcare 13.66%
4 Industrials 13.06%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MATX icon
826
Matsons
MATX
$6.11B
– –
-2,300
Closed -$62K
MLI icon
827
Mueller Industries
MLI
$14.5B
– –
-20,800
Closed -$153K
MRSH
828
Marsh
MRSH
$94.3B
– –
-46,000
Closed -$2.38M
MO icon
829
Altria Group
MO
$125B
– –
-54,900
Closed -$2.3M
MYE icon
830
Myers Industries
MYE
$1.24B
– –
-10,100
Closed -$203K
MYGN icon
831
Myriad Genetics
MYGN
$476M
– –
-272,700
Closed -$10.6M
ODC icon
832
Oil-Dri
ODC
$1.43B
– –
-3,000
Closed -$46K
RES icon
833
RPC Inc
RES
$1.13B
– –
-462,200
Closed -$10.9M
RRGB icon
834
Red Robin
RRGB
$139M
– –
-8,900
Closed -$634K
RYAM icon
835
Rayonier Advanced Materials
RYAM
$562M
– –
-29,166
Closed -$1.13M
RYN icon
836
Rayonier
RYN
$6.67B
– –
-96,445
Closed -$3.11M
SCS
837
DELISTED
Steelcase
SCS
– –
-31,400
Closed -$475K
SNX icon
838
TD Synnex
SNX
$19.9B
– –
-17,800
Closed -$648K
TDS icon
839
Telephone and Data Systems
TDS
$3.87B
– –
-15,500
Closed -$405K
UIS icon
840
Unisys
UIS
$252M
– –
-38,400
Closed -$950K
WSM icon
841
Williams-Sonoma
WSM
$27.5B
– –
-445,400
Closed -$16M
WU icon
842
Western Union
WU
$2.53B
– –
-2,100
Closed -$36K
WYNN icon
843
Wynn Resorts
WYNN
$10.3B
– –
-37,700
Closed -$7.83M
CONN
844
DELISTED
Conn's Inc.
CONN
– –
-900
Closed -$44K
RUTH
845
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-12,600
Closed -$156K
TEN
846
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-13,500
Closed -$887K
XLNX
847
DELISTED
Xilinx Inc
XLNX
– –
-189,900
Closed -$8.98M
ALXN
848
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-13,676
Closed -$2.14M
EGOV
849
DELISTED
NIC Inc
EGOV
– –
-11,100
Closed -$176K
DF
850
DELISTED
Dean Foods Company
DF
– –
-711
Closed -$13K
31 32 33
34
35

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
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FFIM
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First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.