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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMD
826
DELISTED
Cantel Medical Corporation
CMD
– –
-2,250
Closed -$72K
CBL
827
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-3,300
Closed -$63K
MNK
828
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-101
Closed -$4K
MNI
829
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-1,560
Closed -$47K
GWR
830
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-5,825
Closed -$542K
ARRS
831
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-3,800
Closed -$65K
NFX
832
DELISTED
Newfield Exploration
NFX
– –
-7,400
Closed -$203K
ECYT
833
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-5,900
Closed -$79K
PHH
834
DELISTED
PHH Corporation
PHH
– –
-2,600
Closed -$62K
PAY
835
DELISTED
Verifone Systems Inc
PAY
– –
-11,500
Closed -$263K
DD
836
DELISTED
Du Pont De Nemours E I
DD
– –
-6,107
Closed -$340K
CACB
837
DELISTED
Cascade Bancorp
CACB
– –
-300
Closed -$2K
STJ
838
DELISTED
St Jude Medical
STJ
– –
-53,600
Closed -$2.88M
AXLL
839
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-1,000
Closed -$38K
CTRX
840
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-900
Closed -$41K
MWV
841
DELISTED
MEADWESTVACO CORP
MWV
– –
-9,900
Closed -$380K
MCP
842
DELISTED
MOLYCORP INC COM STK
MCP
– –
-6,900
Closed -$45K
RVBD
843
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
– –
-11,100
Closed -$162K
LSI
844
DELISTED
LSI CORPORATION
LSI
– –
-739,305
Closed -$5.79M
CCIX
845
DELISTED
COLEMAN CABLE IN COM
CCIX
– –
-2,500
Closed -$53K
MOLX
846
DELISTED
MOLEX INC
MOLX
– –
-32,000
Closed -$1.23M
LCC
847
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-139,500
Closed -$2.65M
SYMM
848
DELISTED
SYMMETRICOM INC
SYMM
– –
-15,000
Closed -$72K
OMX
849
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-280,700
Closed -$3.59M
DELL
850
DELISTED
DELL INC
DELL
– –
-6,400
Closed -$88K
31 32 33
34
35

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
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FFIM
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First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.