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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYNO
826
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-3,200
Closed -$83K
ARIA
827
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-3,400
Closed -$59K
APOL
828
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-2,500
Closed -$44K
GGP
829
DELISTED
GGP Inc.
GGP
– –
-2,000
Closed -$40K
QLGC
830
DELISTED
QLOGIC CORP
QLGC
– –
-6,100
Closed -$58K
JMI
831
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-6,000
Closed -$85K
HNT
832
DELISTED
HEALTH NET INC
HNT
– –
-54,200
Closed -$1.73M
HCC
833
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-5,000
Closed -$216K
ANN
834
DELISTED
ANN INC
ANN
– –
-13,300
Closed -$442K
AUXL
835
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-3,600
Closed -$60K
KIOR
836
DELISTED
KIOR, INC CLASS A COM STK
KIOR
– –
-9,200
Closed -$53K
CBEY
837
DELISTED
CBEYOND INC COM STK
CBEY
– –
-1,300
Closed -$10K
NVE
838
DELISTED
NV ENERGY, INC
NVE
– –
-16,100
Closed -$378K
SFD
839
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-40,400
Closed -$1.32M
WWAV.B
840
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-31
Closed –
BMC
841
DELISTED
BMC SOFTWARE, INC
BMC
– –
-2,200
Closed -$99K
BKI
842
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-22,200
Closed -$822K
ASCA
843
DELISTED
AMERISTAR CASINOS INC
ASCA
– –
-63,900
Closed -$1.68M
GDI
844
DELISTED
GARDNER DENVER,INC
GDI
– –
-2,200
Closed -$165K
TVL
845
DELISTED
LIN TV CORP
TVL
– –
-186,750
Closed -$2.86M
FFCH
846
DELISTED
FIRST FINANCIAL HLDGS INC
FFCH
– –
-12,300
Closed -$261K
PWER
847
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-171,100
Closed -$1.08M
NFP
848
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-10,300
Closed -$261K
WBSN
849
DELISTED
WEBSENSE INC
WBSN
– –
-4,200
Closed -$104K
IFC
850
DELISTED
IRWIN FINANCIAL CORP
IFC
$0 ﹤0.01%
5,800
– –
31 32 33
34
35

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.