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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.15%
2 Healthcare 14.15%
3 Financials 13.11%
4 Consumer Discretionary 11.73%
5 Industrials 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRD.B icon
801
Crawford & Co Class B
CRD.B
$507M
$37K ﹤0.01%
3,300
– –
KMI icon
802
Kinder Morgan
KMI
$70.9B
$37K ﹤0.01%
1,600
– –
NASB
803
DELISTED
NASB FINL INC
NASB
$37K ﹤0.01%
1,086
-14
-1% -$477
WOR icon
804
Worthington Enterprises
WOR
$2.74B
$36K ﹤0.01%
+1,225
New +$32.7K
AIQ
805
DELISTED
Alliance Healthcare Services
AIQ
$36K ﹤0.01%
5,300
-2,300
-30% -$14.3K
AVGO icon
806
Broadcom
AVGO
$1.76T
$35K ﹤0.01%
2,000
-20,820
-91% -$348K
PUK icon
807
Prudential
PUK
$36.4B
$35K ﹤0.01%
1,011
-20
-2% -$690
CALM icon
808
Cal-Maine
CALM
$4.43B
$34K ﹤0.01%
877
-1,223
-58% -$52.7K
NUTR
809
DELISTED
Nutraceutical International Co
NUTR
$34K ﹤0.01%
1,100
– –
TR icon
810
Tootsie Roll Industries
TR
$2.97B
$33K ﹤0.01%
1,210
– –
DGI
811
DELISTED
DigitalGlobe Inc.
DGI
$33K ﹤0.01%
1,198
-1,802
-60% -$46.2K
MDVN
812
DELISTED
MEDIVATION, INC.
MDVN
$33K ﹤0.01%
400
– –
AE
813
DELISTED
Adams Resources & Energy Inc
AE
$31K ﹤0.01%
778
-22
-3% -$774
PZN
814
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$31K ﹤0.01%
+3,979
New +$30.7K
COL
815
DELISTED
Rockwell Collins
COL
$31K ﹤0.01%
+371
New +$31.3K
TCO
816
DELISTED
Taubman Centers Inc.
TCO
$30K ﹤0.01%
404
-296
-42% -$22.9K
FNB icon
817
FNB Corp
FNB
$6.76B
$28K ﹤0.01%
2,304
+169
+8% +$2.09K
EXAC
818
DELISTED
Exactech Inc
EXAC
$27K ﹤0.01%
1,000
– –
TCBK icon
819
TriCo Bancshares
TCBK
$1.85B
$24K ﹤0.01%
902
-1,298
-59% -$34.9K
JOUT icon
820
Johnson Outdoors
JOUT
$496M
$20K ﹤0.01%
551
-49
-8% -$1.52K
GEF.B icon
821
Greif Class B
GEF.B
$4.13B
$19K ﹤0.01%
+309
New +$16.9K
ITG
822
DELISTED
Investment Technology Group Inc
ITG
$19K ﹤0.01%
1,100
– –
PMC
823
DELISTED
PharMerica Corporation
PMC
$18K ﹤0.01%
+651
New +$16.7K
BBOX
824
DELISTED
Black Box Corp
BBOX
$18K ﹤0.01%
+1,271
New +$17.6K
FCFS icon
825
FirstCash
FCFS
$8.77B
$16K ﹤0.01%
+336
New +$16.9K
31 32
33
34 35

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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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FFIM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.