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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMN icon
801
Horace Mann Educators
HMN
$2.11B
– –
-7,200
Closed -$204K
HRI icon
802
Herc Holdings
HRI
$4.78B
– –
-9,467
Closed -$629K
MAT icon
803
Mattel
MAT
$4.47B
– –
-12,200
Closed -$511K
MKL icon
804
Markel Group
MKL
$25.2B
– –
-2,500
Closed -$1.29M
MOS icon
805
The Mosaic Company
MOS
$7.19B
– –
-7,200
Closed -$310K
MUSA icon
806
Murphy USA
MUSA
$11.4B
$0 ﹤0.01%
2
-323
-99% -$13.7K
NLY icon
807
Annaly Capital Management
NLY
$17.3B
– –
-89
Closed -$4K
NPO icon
808
Enpro
NPO
$6.26B
– –
-9,200
Closed -$554K
NTCT icon
809
NETSCOUT
NTCT
$2.83B
– –
-3,800
Closed -$97K
OMER icon
810
Omeros
OMER
$845M
– –
-14,600
Closed -$142K
ONB icon
811
Old National Bancorp
ONB
$10.2B
– –
-3,700
Closed -$53K
RYN icon
812
Rayonier
RYN
$6.67B
– –
-3,247
Closed -$122K
SENEA icon
813
Seneca Foods Class A
SENEA
$1.15B
– –
-2,100
Closed -$63K
SXC icon
814
SunCoke Energy
SXC
$794M
– –
-13,400
Closed -$228K
TGNA
815
DELISTED
TEGNA Inc
TGNA
– –
-143,748
Closed -$2.02M
TRN icon
816
Trinity Industries
TRN
$2.92B
– –
-17,779
Closed -$290K
UL icon
817
Unilever
UL
$142B
– –
-161
Closed -$7K
WHR icon
818
Whirlpool
WHR
$2.49B
– –
-9
Closed -$1K
ZD icon
819
Ziff Davis
ZD
$2B
– –
-2,990
Closed -$129K
ZTS icon
820
Zoetis
ZTS
$32.7B
– –
-141,400
Closed -$4.4M
EQC
821
DELISTED
Equity Commonwealth
EQC
– –
-83,900
Closed -$1.84M
ALIM
822
DELISTED
Alimera Sciences
ALIM
– –
-600
Closed -$34K
CERN
823
DELISTED
Cerner Corp
CERN
– –
-28,000
Closed -$1.47M
SRGA
824
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-830
Closed -$93K
ARNA
825
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-920
Closed -$48K
31 32
33
34 35

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.