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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
801
Genuine Parts
GPC
$17.9B
– –
-61,900
Closed -$4.83M
KIM icon
802
Kimco Realty
KIM
$17.5B
– –
-7,200
Closed -$154K
TBHC
803
DELISTED
The Brand House Collective
TBHC
– –
-5,100
Closed -$88K
KRO icon
804
KRONOS Worldwide
KRO
$712M
– –
-2,400
Closed -$39K
LECO icon
805
Lincoln Electric
LECO
$14.1B
– –
-900
Closed -$52K
MITT
806
TPG Mortgage Investment Trust
MITT
$228M
– –
-600
Closed -$34K
MRVL icon
807
Marvell Technology
MRVL
$147B
– –
-916,900
Closed -$10.7M
NEM icon
808
Newmont
NEM
$96.2B
– –
-88
Closed -$3K
PPG icon
809
PPG Industries
PPG
$24.9B
– –
-39,200
Closed -$2.87M
PTEN icon
810
Patterson-UTI
PTEN
$3.54B
– –
-109
Closed -$2K
SSP icon
811
E.W. Scripps
SSP
$270M
– –
-1,916
Closed -$26K
TWO
812
Two Harbors Investment
TWO
$1.27B
– –
-3,163
Closed -$259K
WERN icon
813
Werner Enterprises
WERN
$2.2B
– –
-4,600
Closed -$111K
NUVA
814
DELISTED
NuVasive, Inc.
NUVA
– –
-9,100
Closed -$226K
RFP
815
DELISTED
Resolute Forest Products Inc.
RFP
– –
-14,200
Closed -$187K
WMC
816
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-2,070
Closed -$361K
KRA
817
DELISTED
Kraton Corporation
KRA
– –
-2,900
Closed -$61K
GTS
818
DELISTED
Triple-S Management Corporation
GTS
– –
-2,733
Closed -$56K
LM
819
DELISTED
Legg Mason, Inc.
LM
– –
-206
Closed -$6K
GNC
820
DELISTED
GNC Holdings, Inc.
GNC
– –
-110,200
Closed -$4.87M
LBY
821
DELISTED
Libbey, Inc.
LBY
– –
-4,400
Closed -$105K
PKD
822
DELISTED
Parker Drilling Company
PKD
– –
-1,127
Closed -$84K
STBZ
823
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-6,200
Closed -$93K
PX
824
DELISTED
Praxair Inc
PX
– –
-400
Closed -$46K
FINL
825
DELISTED
Finish Line
FINL
– –
-7,900
Closed -$173K
31 32
33
34 35

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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.