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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSB
776
DELISTED
PS Business Parks, Inc.
PSB
$56K ﹤0.01%
490
-110
-18% -$12.1K
CNBKA
777
DELISTED
Century Bancorp Inc/Mass
CNBKA
$55K ﹤0.01%
+1,206
New +$53.1K
SGEN
778
DELISTED
Seagen Inc. Common Stock
SGEN
$54K ﹤0.01%
1,000
– –
OME
779
DELISTED
Omega Protein
OME
$54K ﹤0.01%
2,300
– –
DXCM icon
780
DexCom
DXCM
$32.6B
$53K ﹤0.01%
2,400
– –
AKS
781
DELISTED
AK Steel Holding Corp
AKS
$53K ﹤0.01%
11,000
– –
WMAR
782
DELISTED
West Marine Inc
WMAR
$53K ﹤0.01%
+6,432
New +$58.3K
CDXS icon
783
Codexis
CDXS
$153M
$52K ﹤0.01%
+11,747
New +$49.3K
SBCF icon
784
Seacoast Banking Corp of Florida
SBCF
$3.32B
$51K ﹤0.01%
3,160
– –
ITRI icon
785
Itron
ITRI
$4.04B
$50K ﹤0.01%
900
– –
ANCX
786
DELISTED
Access National Corp
ANCX
$50K ﹤0.01%
2,100
– –
KEY icon
787
KeyCorp
KEY
$23.2B
$49K ﹤0.01%
4,000
-1,042,000
-100% -$12.5M
SHBI icon
788
Shore Bancshares
SHBI
$787M
$49K ﹤0.01%
+4,145
New +$48.5K
CASY icon
789
Casey's General Stores
CASY
$21.7B
$48K ﹤0.01%
400
– –
CZNC icon
790
Citizens & Northern Corp
CZNC
$469M
$48K ﹤0.01%
+2,164
New +$45.9K
EBF icon
791
Ennis
EBF
$539M
$47K ﹤0.01%
2,800
-4,700
-63% -$80.9K
HALL
792
DELISTED
Hallmark Financial Services, Inc.
HALL
$47K ﹤0.01%
456
-104
-19% -$11.1K
SALE
793
DELISTED
RetailMeNot, Inc. Series 1
SALE
$47K ﹤0.01%
+4,760
New +$48.1K
NBL
794
DELISTED
Noble Energy, Inc.
NBL
$46K ﹤0.01%
1,300
– –
SCHW
795
Charles Schwab
SCHW
$186B
$44K ﹤0.01%
1,400
– –
VRTX icon
796
Vertex Pharmaceuticals
VRTX
$130B
$44K ﹤0.01%
500
– –
SLG icon
797
SL Green Realty
SLG
$3.67B
$43K ﹤0.01%
413
– –
OMN
798
DELISTED
OMNOVA Solutions Inc.
OMN
$39K ﹤0.01%
+4,635
New +$43.2K
NAVG
799
DELISTED
Navigators Group Inc
NAVG
$39K ﹤0.01%
800
– –
RRX icon
800
Regal Rexnord
RRX
$10.2B
$38K ﹤0.01%
+637
New +$38.3K
30 31
32
33 34

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BC
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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.