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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTC
776
DELISTED
TW TELECOM INC CL A COM
TWTC
$6K ﹤0.01%
199
– –
KMI icon
777
Kinder Morgan
KMI
$70.9B
$5K ﹤0.01%
125
-300
-71% -$10.5K
RDEN
778
DELISTED
ELIZABETH ARDEN INC
RDEN
$5K ﹤0.01%
131
-9,100
-99% -$339K
PL
779
DELISTED
PROTECTIVE LIFE CORP
PL
$4K ﹤0.01%
73
– –
RAS
780
DELISTED
RAIT Financial Trust
RAS
$4K ﹤0.01%
400
– –
LDOS icon
781
Leidos
LDOS
$14.4B
$3K ﹤0.01%
69
-207
-75% -$9.55K
BBY icon
782
Best Buy
BBY
$19B
$2K ﹤0.01%
55
-3,445
-98% -$141K
HIG icon
783
Hartford Financial Services
HIG
$39.9B
$2K ﹤0.01%
69
– –
SVVC
784
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$2K ﹤0.01%
88
– –
LXK
785
DELISTED
Lexmark Intl Inc
LXK
$2K ﹤0.01%
63
-123,371
-100% -$4.35M
YHOO
786
DELISTED
Yahoo Inc
YHOO
$1K ﹤0.01%
24
-342,400
-100% -$12.3M
AMD icon
787
Advanced Micro Devices
AMD
$700B
– –
-67,200
Closed -$256K
BAH icon
788
Booz Allen Hamilton
BAH
$8.44B
– –
-3,962
Closed -$77K
BAX icon
789
Baxter International
BAX
$12.8B
– –
-117,563
Closed -$4.2M
BDX icon
790
Becton Dickinson
BDX
$46.4B
– –
-35,670
Closed -$3.48M
BHC icon
791
Bausch Health
BHC
$1.75B
– –
-290
Closed -$30K
BSX icon
792
Boston Scientific
BSX
$68.4B
– –
-153,400
Closed -$1.8M
CAR icon
793
Avis
CAR
$5.47B
– –
-1,200
Closed -$35K
CATO icon
794
Cato Corp
CATO
$65.7M
– –
-5,400
Closed -$151K
CNMD icon
795
CONMED
CNMD
$1.3B
– –
-4,700
Closed -$160K
CPB icon
796
Campbell Soup
CPB
$6.85B
– –
-19,700
Closed -$802K
DX
797
Dynex Capital
DX
$3.17B
– –
-2,100
Closed -$55K
ETN icon
798
Eaton
ETN
$141B
– –
-18,700
Closed -$1.29M
DMC
799
Del Monte Corp
DMC
$1.42B
– –
-2,800
Closed -$83K
GSK icon
800
GSK
GSK
$107B
– –
-4,560
Closed -$286K
30 31
32
33 34

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
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FFIM
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First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.