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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLM icon
751
Martin Marietta Materials
MLM
$36B
$72K ﹤0.01%
400
– –
TCS
752
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$72K ﹤0.01%
959
+492
+105% +$39.6K
BLBD icon
753
Blue Bird Corp
BLBD
$1.96B
$69K ﹤0.01%
+4,729
New +$66.2K
NFLX icon
754
Netflix
NFLX
$324B
$69K ﹤0.01%
7,000
– –
SWN
755
DELISTED
Southwestern Energy Company
SWN
$69K ﹤0.01%
5,000
– –
SE
756
DELISTED
Spectra Energy Corp Wi
SE
$68K ﹤0.01%
1,583
-17
-1% -$647
ACRE
757
Ares Commercial Real Estate
ACRE
$240M
$67K ﹤0.01%
5,300
– –
VOYA icon
758
Voya Financial
VOYA
$9.28B
$66K ﹤0.01%
2,300
-27,600
-92% -$754K
CSGP icon
759
CoStar Group
CSGP
$12.8B
$65K ﹤0.01%
3,000
– –
RHT
760
DELISTED
Red Hat Inc
RHT
$65K ﹤0.01%
800
– –
WOLF icon
761
Wolfspeed
WOLF
$1.25B
$64K ﹤0.01%
2,500
– –
FLIR
762
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$63K ﹤0.01%
2,000
– –
STJ
763
DELISTED
St Jude Medical
STJ
$63K ﹤0.01%
791
-9
-1% -$727
MDLZ icon
764
Mondelez International
MDLZ
$79.3B
$61K ﹤0.01%
1,400
– –
TTPH
765
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$61K ﹤0.01%
+791
New +$63.4K
SGBK
766
DELISTED
Stonegate Bank
SGBK
$61K ﹤0.01%
1,800
– –
MDCO
767
DELISTED
Medicines Co
MDCO
$60K ﹤0.01%
1,583
-617
-28% -$23.3K
CVEO icon
768
Civeo
CVEO
$347M
$59K ﹤0.01%
4,300
-5,625
-57% -$91.8K
YORW icon
769
York Water
YORW
$533M
$59K ﹤0.01%
1,992
-108
-5% -$3.22K
KNL
770
DELISTED
Knoll, Inc.
KNL
$59K ﹤0.01%
2,600
– –
REV
771
DELISTED
Revlon, Inc.
REV
$59K ﹤0.01%
1,597
-9,403
-85% -$328K
BSRR icon
772
Sierra Bancorp
BSRR
$533M
$58K ﹤0.01%
3,100
– –
CMT icon
773
Core Molding Technologies
CMT
$209M
$58K ﹤0.01%
3,437
-63
-2% -$942
RES icon
774
RPC Inc
RES
$1.37B
$58K ﹤0.01%
3,475
– –
PXD
775
DELISTED
Pioneer Natural Resource Co.
PXD
$56K ﹤0.01%
300
– –
29 30
31
32 33

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ICMH
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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.