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FQ
First Quadrant Portfolio holdings
AUM
$18M
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter
Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
(+4.2%)
Cap. Flow
+$63.1M
Cap. Flow
% of AUM
1.34%
Top 10 Holdings %
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$35.4M |
| 2 |
Baxter International
BAX
|
+$30.7M |
| 3 |
United Parcel Service
UPS
|
+$27M |
| 4 |
American Electric Power
AEP
|
+$22.9M |
| 5 |
Darden Restaurants
DRI
|
+$22.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$40.3M |
| 2 |
Verizon
VZ
|
+$38.9M |
| 3 |
SLB Ltd
SLB
|
+$33.9M |
| 4 |
Johnson & Johnson
JNJ
|
+$30.3M |
| 5 |
Intuit
INTU
|
+$25.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.93% |
| 2 | Healthcare | 14.37% |
| 3 | Financials | 13.33% |
| 4 | Consumer Discretionary | 11.77% |
| 5 | Industrials | 11.67% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Lennar Class B
LEN.B
$18.9B
| $94K | ﹤0.01% |
3,005
| – | – |
|
|
PACW
727
DELISTED
PacWest Bancorp
PACW
| $94K | ﹤0.01% |
2,181
| – | – |
|
728
Southern Company
SO
$98.9B
| $92K | ﹤0.01% |
1,794
| – | – |
|
|
FFNW
729
DELISTED
First Financial Northwest, Inc
FFNW
| $92K | ﹤0.01% |
+6,505
| New | +$89.2K |
|
730
Target
TGT
$70.1B
| $91K | ﹤0.01% |
1,331
-4,643
| -78% | -$333K |
|
731
Yum! Brands
YUM
$38.4B
| $91K | ﹤0.01% |
1,391
-223,261
| -99% | -$14.2M |
|
732
Hallador Energy
HNRG
$676M
| $90K | ﹤0.01% |
11,426
-11,574
| -50% | -$69.4K |
|
|
CUTR
733
DELISTED
Cutera, Inc.
CUTR
| $90K | ﹤0.01% |
+7,573
| New | +$84.1K |
|
734
Coherent
COHR
$53.1B
| $89K | ﹤0.01% |
3,674
-21,126
| -85% | -$447K |
|
|
GAP
735
The Gap Inc
GAP
$7.18B
| $89K | ﹤0.01% |
4,009
-2,618
| -40% | -$63.2K |
|
|
ALR
736
DELISTED
AlerisLife Inc
ALR
| $89K | ﹤0.01% |
4,670
-1,350
| -22% | -$28.9K |
|
|
CHUBA
737
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
| $89K | ﹤0.01% |
+5,643
| New | +$80.1K |
|
738
Mercury Insurance
MCY
$5.68B
| $88K | ﹤0.01% |
1,598
-91
| -5% | -$4.92K |
|
739
Altimmune
ALT
$628M
| $86K | ﹤0.01% |
+99
| New | +$77.7K |
|
|
KCG
740
DELISTED
KCG Holdings, Inc.
KCG
| $85K | ﹤0.01% |
+5,465
| New | +$79.3K |
|
|
TBNK
741
DELISTED
Territorial Bancorp Inc.
TBNK
| $84K | ﹤0.01% |
+2,946
| New | +$82.3K |
|
|
BKI
742
DELISTED
Black Knight, Inc. Common Stock
BKI
| $84K | ﹤0.01% |
+2,063
| New | +$80.8K |
|
|
KALV
743
DELISTED
KalVista Pharmaceuticals
KALV
| $82K | ﹤0.01% |
12,750
-2,014
| -14% | -$15.2K |
|
744
Preferred Bank
PFBC
$1.25B
| $82K | ﹤0.01% |
2,300
| – | – |
|
745
Burlington
BURL
$14.3B
| $81K | ﹤0.01% |
1,000
| – | – |
|
746
Donegal Group Class A
DGICA
$722M
| $81K | ﹤0.01% |
+5,009
| New | +$81.5K |
|
747
TechTarget
TTGT
$282M
| $81K | ﹤0.01% |
+10,078
| New | +$83.9K |
|
748
Allegion
ALLE
$13.1B
| $80K | ﹤0.01% |
1,166
| – | – |
|
749
Conagra Brands
CAG
$7.21B
| $80K | ﹤0.01% |
2,185
| – | – |
|
750
Illumina
ILMN
$33.6B
| $73K | ﹤0.01% |
411
| – | – |
|
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First Quadrant's Q3 2016 Portfolio in Review
As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.
- First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
- First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
- First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
- First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
- First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
- First Quadrant opened 145 new positions and closed 94 in Q3 2016.
- First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.
Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.