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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+13.91%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$1B
AUM Growth
+$219M
Cap. Flow
+$113M
Cap. Flow %
11.3%
Top 10 Hldgs %
47.26%
Holding
708
New
93
Increased
83
Reduced
153
Closed
133

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$145M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.03M
3
BX icon
Blackstone
BX
+$2.4M
4
ADSK icon
Autodesk
ADSK
+$2.28M
5
TSLA icon
Tesla
TSLA
+$2.18M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.44M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.43M
3
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.24M
4
CVX icon
Chevron
CVX
+$3.16M
5
AAPL icon
Apple
AAPL
+$2.88M

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.84%
2 Technology 16.64%
3 Consumer Discretionary 9.83%
4 Healthcare 9.47%
5 Financials 7.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY.RT
701
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-28,324
Closed -$64K
GLIBA
702
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-2,100
Closed -$172K
YGYI
703
DELISTED
Youngevity International, Inc Common Stock
YGYI
– –
-17,400
Closed -$10K
ONDK
704
DELISTED
On Deck Capital, Inc.
ONDK
– –
-76,100
Closed -$122K
TCF
705
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-870
Closed -$20K
UBA
706
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-39,900
Closed -$367K
GRA
707
DELISTED
W.R. Grace & Co.
GRA
– –
-483
Closed -$19K
STL
708
DELISTED
Sterling Bancorp
STL
– –
-1,945
Closed -$20K
25 26 27 28
29

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First Quadrant's Q4 2020 Portfolio in Review

As of Q4 2020, First Quadrant held 708 positions worth $1B, up 28% from $783M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

First Quadrant deployed $113M of net new capital in Q4 2020, opening 93 new positions and adding to 83 existing holdings. Its largest new stake was iShares TIPS Bond ETF: 55,701 shares worth $7.11M.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, up from 23% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.44M trimmed.

  • First Quadrant's largest Q4 2020 buy was iShares TIPS Bond ETF: 55,701 shares worth $7.11M.
  • First Quadrant added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2020, an estimated $145M increase.
  • First Quadrant's biggest Q4 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.44M.
  • First Quadrant fully exited Vanguard World Funds Extended Duration ETF in Q4 2020, selling an estimated $2.39M.
  • First Quadrant's ten largest holdings make up 47% of its $1B portfolio in Q4 2020.
  • First Quadrant opened 93 new positions and closed 133 in Q4 2020.
  • First Quadrant's portfolio value rose 28% quarter-over-quarter to $1B.

Based on First Quadrant's 13F filing for Q4 2020, filed 27 Jan 2021.