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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.68%
2 Technology 19.52%
3 Healthcare 11.53%
4 Consumer Discretionary 11.05%
5 Financials 8.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJF icon
701
Raymond James Financial
RJF
$32.5B
– –
-10,142
Closed -$465K
RRX icon
702
Regal Rexnord
RRX
$10.2B
– –
-2,910
Closed -$254K
RTX icon
703
RTX Corp
RTX
$263B
– –
-2,847
Closed -$175K
RUSHB icon
704
Rush Enterprises Class B
RUSHB
$6.28B
– –
-1,630
Closed -$17K
SCHL icon
705
Scholastic
SCHL
$661M
– –
-14,177
Closed -$424K
SLAB icon
706
Silicon Laboratories
SLAB
$7.34B
– –
-3,489
Closed -$350K
SMTC icon
707
Semtech
SMTC
$14.1B
– –
-1,692
Closed -$88K
SNA icon
708
Snap-on
SNA
$19.4B
– –
-1,225
Closed -$170K
SNV
709
DELISTED
Synovus
SNV
– –
-6,164
Closed -$127K
SON icon
710
Sonoco
SON
$4.77B
– –
-7,220
Closed -$378K
SRDX
711
DELISTED
Surmodics
SRDX
– –
-2,435
Closed -$105K
TBPH icon
712
Theravance Biopharma
TBPH
$885M
– –
-3,867
Closed -$81K
TDC icon
713
Teradata
TDC
$2.73B
– –
-6,064
Closed -$126K
TGT icon
714
Target
TGT
$70.1B
– –
-64
Closed -$8K
THFF icon
715
First Financial Corp
THFF
$929M
– –
-20,657
Closed -$761K
THRM icon
716
Gentherm
THRM
$1.17B
– –
-2,289
Closed -$89K
TROW icon
717
T. Rowe Price
TROW
$22.2B
– –
-642
Closed -$79K
TRS icon
718
TriMas Corp
TRS
$1.39B
– –
-8,015
Closed -$192K
UI icon
719
Ubiquiti
UI
$34.1B
– –
-871
Closed -$152K
VNDA icon
720
Vanda Pharmaceuticals
VNDA
$302M
– –
-4,365
Closed -$50K
WCC.PRA
721
DELISTED
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
– –
-4,697
Closed -$125K
WHG icon
722
Westwood Holdings Group
WHG
$179M
– –
-8,691
Closed -$137K
WLY icon
723
John Wiley & Sons Class A
WLY
$2.5B
– –
-6,452
Closed -$252K
XPRO icon
724
Expro Ltd
XPRO
$1.96B
– –
-8,130
Closed -$109K
YELP icon
725
Yelp
YELP
$1.15B
– –
-3,825
Closed -$88K
27 28
29
30 31

Similar funds

ICMH
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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, up from 1.3% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.