We are live on ! Find out more
FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+3.45%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
-$377M
Cap. Flow
-$409M
Cap. Flow %
-38.51%
Top 10 Hldgs %
27.28%
Holding
733
New
39
Increased
98
Reduced
269
Closed
154

Top Buys

Rank Stock Value
1
SHO icon
Sunstone Hotel Investors
SHO
+$7.98M
2
IDA icon
Idacorp
IDA
+$7.48M
3
FR icon
First Industrial Realty Trust
FR
+$6.91M
4
ESNT icon
Essent Group
ESNT
+$6.26M
5
EBAY icon
eBay
EBAY
+$6.05M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$32.9M
2
MA icon
Mastercard
MA
+$16.9M
3
TMO icon
Thermo Fisher Scientific
TMO
+$11.9M
4
MSFT icon
Microsoft
MSFT
+$11.2M
5
JPM icon
JPMorgan Chase
JPM
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Technology 14.15%
3 Consumer Discretionary 10.75%
4 Healthcare 10.26%
5 Industrials 8.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSLT
701
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-19,326
Closed -$62K
XLNX
702
DELISTED
Xilinx Inc
XLNX
– –
-18,156
Closed -$2.14M
GWB
703
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-47,553
Closed -$1.7M
ZIXI
704
DELISTED
Zix Corporation
ZIXI
– –
-10,252
Closed -$93K
CORE
705
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-9,071
Closed -$360K
WRI
706
DELISTED
Weingarten Realty Investors
WRI
– –
-1,697
Closed -$47K
MSGN
707
DELISTED
MSG Networks Inc.
MSGN
– –
-1,500
Closed -$31K
STAY
708
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-8,413
Closed -$142K
WIFI
709
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-12,095
Closed -$217K
GLUU
710
DELISTED
Glu Mobile Inc.
GLUU
– –
-19,974
Closed -$143K
MIK
711
DELISTED
Michaels Stores, Inc
MIK
– –
-151,859
Closed -$1.32M
BSTC
712
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-2,466
Closed -$147K
MNK
713
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-17,367
Closed -$159K
DNR
714
DELISTED
Denbury Resources, Inc.
DNR
– –
-36,231
Closed -$45K
RARX
715
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
– –
-1,166
Closed -$35K
OMN
716
DELISTED
OMNOVA Solutions Inc.
OMN
– –
-15,650
Closed -$97K
CRCM
717
DELISTED
CARE.COM, INC.
CRCM
– –
-3,363
Closed -$37K
SRCI
718
DELISTED
SRC Energy Inc
SRCI
– –
-18,202
Closed -$90K
WAIR
719
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-3,440
Closed -$38K
CRZO
720
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-5,028
Closed -$50K
CBM
721
DELISTED
Cambrex Corporation
CBM
– –
-29,285
Closed -$1.37M
GHDX
722
DELISTED
Genomic Health, Inc.
GHDX
– –
-12,230
Closed -$711K
TYPE
723
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-10,440
Closed -$176K
TOWR
724
DELISTED
Tower International, Inc.
TOWR
– –
-2,673
Closed -$52K
TRK
725
DELISTED
Speedway Motorsports, Inc.
TRK
– –
-26,476
Closed -$491K
26 27 28
29
30

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2019 Portfolio in Review

As of Q3 2019, First Quadrant held 733 positions worth $1.06B, down 26% from $1.44B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

First Quadrant withdrew a net $409M in Q3 2019, closing 154 positions and reducing 269 holdings. Its most notable exit was Thermo Fisher Scientific, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, First Quadrant opened a new position in Avient worth $5.75M.

  • First Quadrant's largest Q3 2019 buy was Avient: 176,119 shares worth $5.75M.
  • First Quadrant added most to Sunstone Hotel Investors in Q3 2019, an estimated $7.98M increase.
  • First Quadrant's biggest Q3 2019 reduction was Vanguard Real Estate ETF, cutting an estimated $32.9M.
  • First Quadrant fully exited Thermo Fisher Scientific in Q3 2019, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 27% of its $1.06B portfolio in Q3 2019.
  • First Quadrant opened 39 new positions and closed 154 in Q3 2019.
  • First Quadrant's portfolio value fell 26% quarter-over-quarter to $1.06B.

Based on First Quadrant's 13F filing for Q3 2019, filed 25 Oct 2019.