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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
701
Entergy
ETR
$50.3B
$38K ﹤0.01%
1,200
– –
IVR icon
702
Invesco Mortgage Capital
IVR
$759M
$38K ﹤0.01%
260
– –
ASRT
703
DELISTED
Assertio
ASRT
$37K ﹤0.01%
58
– –
SLG icon
704
SL Green Realty
SLG
$3.83B
$37K ﹤0.01%
413
– –
WELL icon
705
Welltower
WELL
$174B
$37K ﹤0.01%
700
– –
ARX
706
DELISTED
Aeroflex Holding Corp (DE)
ARX
$37K ﹤0.01%
5,700
– –
VATE icon
707
INNOVATE Corp
VATE
$106M
$36K ﹤0.01%
1,270
– –
IDCC icon
708
InterDigital
IDCC
$6.75B
$32K ﹤0.01%
1,100
-24,700
-96% -$837K
VYX icon
709
NCR Voyix
VYX
$1.19B
$31K ﹤0.01%
1,465
-32,600
-96% -$725K
CALL
710
DELISTED
magicJack VocalTec Ltd
CALL
$29K ﹤0.01%
2,400
-15,300
-86% -$189K
HCOM
711
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$29K ﹤0.01%
1,000
– –
BOKF icon
712
BOK Financial
BOKF
$8.58B
$27K ﹤0.01%
400
– –
MET icon
713
MetLife
MET
$62.4B
$27K ﹤0.01%
561
– –
PPL
714
PPL Corp
PPL
$26.9B
$27K ﹤0.01%
966
– –
NES
715
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$27K ﹤0.01%
+1,600
New +$30.8K
VFC icon
716
VF Corp
VFC
$5.92B
$25K ﹤0.01%
425
– –
NAVG
717
DELISTED
Navigators Group Inc
NAVG
$25K ﹤0.01%
800
– –
CAG icon
718
Conagra Brands
CAG
$7.42B
$24K ﹤0.01%
900
– –
ITRI icon
719
Itron
ITRI
$4.48B
$21K ﹤0.01%
500
– –
TPR icon
720
Tapestry
TPR
$30.3B
$21K ﹤0.01%
377
-12,500
-97% -$675K
CBSH icon
721
Commerce Bancshares
CBSH
$8.68B
$20K ﹤0.01%
788
– –
ECHO
722
EchoStar
ECHO
$24.3B
$20K ﹤0.01%
494
– –
ESL
723
DELISTED
Esterline Technologies
ESL
$20K ﹤0.01%
200
– –
PB icon
724
Prosperity Bancshares
PB
$8.9B
$19K ﹤0.01%
300
– –
RMD icon
725
ResMed
RMD
$31.1B
$19K ﹤0.01%
400
– –
27 28
29
30 31

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CFG
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AG
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YEPV
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WIA
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FFIM
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First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.