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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARX
701
DELISTED
Aeroflex Holding Corp (DE)
ARX
$40K ﹤0.01%
5,700
– –
LIFE
702
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$39K ﹤0.01%
519
– –
ETR icon
703
Entergy
ETR
$50.3B
$38K ﹤0.01%
1,200
– –
AXLL
704
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$38K ﹤0.01%
1,000
– –
CHD icon
705
Church & Dwight Co
CHD
$23.7B
$36K ﹤0.01%
1,200
– –
GIC icon
706
Global Industrial
GIC
$1.38B
$36K ﹤0.01%
3,900
– –
JKHY icon
707
Jack Henry & Associates
JKHY
$11.4B
$36K ﹤0.01%
700
– –
SLG icon
708
SL Green Realty
SLG
$3.83B
$36K ﹤0.01%
413
– –
CAR icon
709
Avis
CAR
$5.47B
$35K ﹤0.01%
1,200
-200
-14% -$5.98K
JBLU icon
710
JetBlue
JBLU
$2.16B
$35K ﹤0.01%
5,300
– –
ALIM
711
DELISTED
Alimera Sciences
ALIM
$34K ﹤0.01%
600
+300
+100% +$18.8K
WU icon
712
Western Union
WU
$2.53B
$32K ﹤0.01%
1,700
-116,900
-99% -$2.1M
BHC icon
713
Bausch Health
BHC
$1.75B
$30K ﹤0.01%
290
-300
-51% -$29.2K
AE
714
DELISTED
Adams Resources & Energy Inc
AE
$30K ﹤0.01%
543
– –
POOL icon
715
Pool Corp
POOL
$7.05B
$28K ﹤0.01%
500
– –
BHP icon
716
BHP
BHP
$211B
$27K ﹤0.01%
487
-341
-41% -$18.5K
PPL
717
PPL Corp
PPL
$26.9B
$27K ﹤0.01%
966
– –
UPBD icon
718
Upbound Group
UPBD
$1.22B
$27K ﹤0.01%
700
– –
HCOM
719
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$27K ﹤0.01%
1,000
– –
ASRT
720
DELISTED
Assertio
ASRT
$26K ﹤0.01%
+58
New +$23.7K
BOKF icon
721
BOK Financial
BOKF
$8.58B
$25K ﹤0.01%
400
– –
SWKS icon
722
Skyworks Solutions
SWKS
$9.21B
$25K ﹤0.01%
1,000
– –
ANCX
723
DELISTED
Access National Corp
ANCX
$24K ﹤0.01%
1,700
-2,700
-61% -$39.5K
MET icon
724
MetLife
MET
$62.4B
$23K ﹤0.01%
561
-898
-62% -$38.7K
NAVG
725
DELISTED
Navigators Group Inc
NAVG
$23K ﹤0.01%
800
– –
27 28
29
30 31

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.