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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFIN
676
DELISTED
BankFinancial
BFIN
$151K ﹤0.01%
11,885
+11,185
+1,598% +$139K
D icon
677
Dominion Energy
D
$56.2B
$151K ﹤0.01%
2,030
+1,730
+577% +$132K
ROG icon
678
Rogers Corp
ROG
$2.34B
$151K ﹤0.01%
+2,469
New +$150K
NC icon
679
NACCO Industries
NC
$292M
$147K ﹤0.01%
9,463
– –
SRI icon
680
Stoneridge
SRI
$205M
$147K ﹤0.01%
8,000
– –
SCSC icon
681
Scansource
SCSC
$1.16B
$146K ﹤0.01%
4,000
– –
VMRK
682
Vivmark Residential
VMRK
$50.8B
$140K ﹤0.01%
2,181
-20,997
-91% -$1.4M
SFM icon
683
Sprouts Farmers Market
SFM
$6.85B
$140K ﹤0.01%
6,800
-442,600
-98% -$9.82M
MASI
684
DELISTED
Masimo
MASI
$138K ﹤0.01%
+2,320
New +$131K
SNV
685
DELISTED
Synovus
SNV
$136K ﹤0.01%
4,180
– –
WTBA icon
686
West Bancorporation
WTBA
$506M
$135K ﹤0.01%
6,900
– –
CNO icon
687
CNO Financial Group
CNO
$5.16B
$133K ﹤0.01%
8,700
– –
SRDX
688
DELISTED
Surmodics
SRDX
$132K ﹤0.01%
4,374
+374
+9% +$10.3K
CIM
689
Chimera Investment
CIM
$909M
$129K ﹤0.01%
2,701
-15,166
-85% -$742K
JCI icon
690
Johnson Controls International
JCI
$83.8B
$129K ﹤0.01%
+2,770
New +$128K
ATSG
691
DELISTED
Air Transport Services Group
ATSG
$129K ﹤0.01%
9,015
-1,885
-17% -$26.5K
MRLN
692
DELISTED
Marlin Business Services Corp
MRLN
$129K ﹤0.01%
+6,632
New +$120K
CSS
693
DELISTED
CSS Industries, Inc.
CSS
$129K ﹤0.01%
5,059
+2,559
+102% +$67.4K
BELFB
694
Bel Fuse Inc Class B
BELFB
$3.35B
$128K ﹤0.01%
5,300
– –
FNF icon
695
Fidelity National Financial
FNF
$11.7B
$127K ﹤0.01%
4,941
-20,698
-81% -$535K
HCOM
696
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$127K ﹤0.01%
+5,675
New +$127K
NGS icon
697
Natural Gas Services Group
NGS
$466M
$125K ﹤0.01%
5,100
– –
PFC
698
DELISTED
Premier Financial Corp. Common Stock
PFC
$124K ﹤0.01%
5,570
+1,570
+39% +$33.8K
ENOV icon
699
Enovis
ENOV
$1.03B
$123K ﹤0.01%
2,266
– –
SC
700
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$122K ﹤0.01%
10,008
+9,326
+1,367% +$108K
26 27
28
29 30

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SCM
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AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.