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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENZN
676
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$54K ﹤0.01%
46,500
-1,400
-3% -$2.16K
NASB
677
DELISTED
NASB FINL INC
NASB
$53K ﹤0.01%
1,762
– –
ELLI
678
DELISTED
Ellie Mae Inc
ELLI
$51K ﹤0.01%
1,900
– –
RHT
679
DELISTED
Red Hat Inc
RHT
$51K ﹤0.01%
913
– –
CMTL icon
680
Comtech Telecommunications
CMTL
$49.7M
$50K ﹤0.01%
+1,600
New +$48K
IHG icon
681
InterContinental Hotels
IHG
$23.8B
$50K ﹤0.01%
1,045
– –
CVO
682
DELISTED
Cenevo, Inc.
CVO
$50K ﹤0.01%
1,825
-1,850
-50% -$47.2K
SIRI icon
683
SiriusXM
SIRI
$11B
$49K ﹤0.01%
1,400
– –
ANCX
684
DELISTED
Access National Corp
ANCX
$49K ﹤0.01%
3,300
+1,600
+94% +$23.8K
EE
685
DELISTED
El Paso Electric Company
EE
$49K ﹤0.01%
1,400
– –
AVB icon
686
AvalonBay Communities
AVB
$27.5B
$47K ﹤0.01%
400
– –
WU icon
687
Western Union
WU
$2.53B
$47K ﹤0.01%
2,700
+1,000
+59% +$17.5K
SGY
688
DELISTED
Stone Energy
SGY
$45K ﹤0.01%
23
– –
GIC icon
689
Global Industrial
GIC
$1.38B
$44K ﹤0.01%
3,900
– –
MCS icon
690
Marcus Corp
MCS
$767M
$44K ﹤0.01%
3,300
– –
ERII icon
691
Energy Recovery
ERII
$420M
$43K ﹤0.01%
7,800
-11,500
-60% -$64.6K
DVA icon
692
DaVita
DVA
$15.5B
$42K ﹤0.01%
666
-9,200
-93% -$540K
ALLE icon
693
Allegion
ALLE
$13.5B
$41K ﹤0.01%
+932
New +$40.4K
JKHY icon
694
Jack Henry & Associates
JKHY
$11.4B
$41K ﹤0.01%
700
– –
JOUT icon
695
Johnson Outdoors
JOUT
$496M
$40K ﹤0.01%
+1,500
New +$41K
D icon
696
Dominion Energy
D
$62.1B
$39K ﹤0.01%
600
+300
+100% +$19.3K
SBCF icon
697
Seacoast Banking Corp of Florida
SBCF
$3.3B
$39K ﹤0.01%
+3,160
New +$35.3K
RDS.B
698
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$39K ﹤0.01%
520
-2,833
-84% -$199K
LIFE
699
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$39K ﹤0.01%
519
– –
BSET icon
700
Bassett Furniture
BSET
$169M
$38K ﹤0.01%
2,500
-3,400
-58% -$49.9K
26 27
28
29 30

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
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FFIM
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First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.