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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
676
Marriott International
MAR
$100B
$50K ﹤0.01%
1,200
– –
TROW icon
677
T. Rowe Price
TROW
$25.5B
$50K ﹤0.01%
700
– –
OUTR
678
DELISTED
OUTERWALL INC
OUTR
$50K ﹤0.01%
1,000
-7,100
-88% -$418K
LO
679
DELISTED
LORILLARD INC COM STK
LO
$49K ﹤0.01%
1,104
-96
-8% -$4.23K
MCS icon
680
Marcus Corp
MCS
$767M
$48K ﹤0.01%
3,300
– –
SEM
681
DELISTED
Select Medical
SEM
$48K ﹤0.01%
11,136
– –
ARNA
682
DELISTED
Arena Pharmaceuticals Inc
ARNA
$48K ﹤0.01%
920
+460
+100% +$30.9K
NASB
683
DELISTED
NASB FINL INC
NASB
$48K ﹤0.01%
1,762
– –
LORL
684
DELISTED
Loral Space and Communications, Inc.
LORL
$47K ﹤0.01%
700
– –
MNI
685
DELISTED
The McClatchy Company Class A Common Stock
MNI
$47K ﹤0.01%
1,560
– –
SLXP
686
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$47K ﹤0.01%
700
– –
EE
687
DELISTED
El Paso Electric Company
EE
$47K ﹤0.01%
1,400
– –
TESO
688
DELISTED
Tesco Corp
TESO
$45K ﹤0.01%
+2,700
New +$40.3K
MCP
689
DELISTED
MOLYCORP INC COM STK
MCP
$45K ﹤0.01%
6,900
– –
FCH
690
DELISTED
Felcor Lodging Trust
FCH
$45K ﹤0.01%
7,300
– –
AGN
691
DELISTED
Allergan Inc
AGN
$45K ﹤0.01%
500
-109,100
-100% -$9.79M
IHG icon
692
InterContinental Hotels
IHG
$23.8B
$44K ﹤0.01%
1,045
– –
WELL icon
693
Welltower
WELL
$173B
$44K ﹤0.01%
700
– –
AMN icon
694
AMN Healthcare
AMN
$1.35B
$43K ﹤0.01%
3,100
– –
VATE icon
695
INNOVATE Corp
VATE
$106M
$43K ﹤0.01%
1,270
+630
+98% +$57.2K
SGY
696
DELISTED
Stone Energy
SGY
$42K ﹤0.01%
23
-54
-70% -$84.1K
RHT
697
DELISTED
Red Hat Inc
RHT
$42K ﹤0.01%
913
– –
CTRX
698
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$41K ﹤0.01%
900
– –
IVR icon
699
Invesco Mortgage Capital
IVR
$759M
$40K ﹤0.01%
260
– –
HBOS
700
DELISTED
HERITAGE FINANCIAL GROUP
HBOS
$40K ﹤0.01%
2,300
– –
26 27
28
29 30

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.