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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.68%
2 Technology 19.52%
3 Healthcare 11.53%
4 Consumer Discretionary 11.05%
5 Financials 8.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHM icon
651
Graham Corp
GHM
$982M
– –
-10,053
Closed -$128K
GIC icon
652
Global Industrial
GIC
$1.51B
– –
-4,674
Closed -$96K
CBIO
653
Crescent Biopharma
CBIO
$698M
– –
-264
Closed -$99K
GTES icon
654
Gates Industrial Corp
GTES
$6.46B
– –
-396
Closed -$4K
GWW icon
655
W.W. Grainger
GWW
$59.8B
– –
-519
Closed -$163K
HBNC icon
656
Horizon Bancorp
HBNC
$1.02B
– –
-19,504
Closed -$208K
HLIO icon
657
Helios Technologies
HLIO
$2.19B
– –
-2,390
Closed -$89K
HPE icon
658
Hewlett Packard
HPE
$74.2B
– –
-11,914
Closed -$116K
HSII
659
DELISTED
Heidrick & Struggles
HSII
– –
-4,652
Closed -$101K
HUN icon
660
Huntsman Corp
HUN
$1.62B
– –
-17,302
Closed -$311K
IART icon
661
Integra LifeSciences
IART
$1.22B
– –
-1,928
Closed -$91K
INGR icon
662
Ingredion
INGR
$6.25B
– –
-1,259
Closed -$104K
INVA icon
663
Innoviva
INVA
$1.51B
– –
-7,022
Closed -$98K
IT icon
664
Gartner
IT
$12.4B
– –
-1,687
Closed -$205K
JAZZ icon
665
Jazz Pharmaceuticals
JAZZ
$15.6B
– –
-2,124
Closed -$234K
JKHY icon
666
Jack Henry & Associates
JKHY
$10.8B
– –
-721
Closed -$133K
KDP icon
667
Keurig Dr Pepper
KDP
$42.9B
– –
-4,436
Closed -$126K
KEY icon
668
KeyCorp
KEY
$23.2B
– –
-1,882
Closed -$23K
KLAC icon
669
KLA
KLAC
$220B
– –
-7,520
Closed -$146K
LBTYA icon
670
Liberty Global Class A
LBTYA
$3.58B
– –
-1,264
Closed -$28K
LFUS icon
671
Littelfuse
LFUS
$10B
– –
-5,248
Closed -$895K
LIVN icon
672
LivaNova
LIVN
$4.38B
– –
-2,176
Closed -$105K
MATW icon
673
Matthews International
MATW
$627M
– –
-11,685
Closed -$223K
MD icon
674
Pediatrix Medical
MD
$2.17B
– –
-1,800
Closed -$31K
MDU icon
675
MDU Resources
MDU
$3.91B
– –
-11,209
Closed -$95K
25 26
27
28 29

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ICMH
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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, up from 1.3% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.