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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
651
T-Mobile US
TMUS
$194B
$192K ﹤0.01%
4,100
-1,400
-25% -$64.3K
GBL
652
DELISTED
GAMCO Investors, Inc.
GBL
$188K ﹤0.01%
6,600
-2,800
-30% -$88.6K
CWBC
653
Community West Bancshares
CWBC
$710M
$186K ﹤0.01%
+11,756
New +$178K
SMP icon
654
Standard Motor Products
SMP
$839M
$186K ﹤0.01%
3,900
-1,000
-20% -$43.6K
GWR
655
DELISTED
Genesee & Wyoming Inc.
GWR
$186K ﹤0.01%
2,700
– –
DGII icon
656
Digi International
DGII
$2.6B
$182K ﹤0.01%
+15,944
New +$181K
FRME icon
657
First Merchants
FRME
$2.62B
$182K ﹤0.01%
6,800
– –
LZB icon
658
La-Z-Boy
LZB
$1.21B
$182K ﹤0.01%
7,400
– –
CLCT
659
DELISTED
Collectors Universe
CLCT
$182K ﹤0.01%
+9,846
New +$198K
KHC icon
660
The Kraft Heinz Company
KHC
$29.3B
$179K ﹤0.01%
2,000
– –
QGENF
661
DELISTED
QIAGEN NV
QGENF
$178K ﹤0.01%
6,500
– –
TT icon
662
Trane Technologies
TT
$93B
$170K ﹤0.01%
2,500
– –
WRLD icon
663
World Acceptance Corp
WRLD
$860M
$169K ﹤0.01%
3,447
– –
VIA
664
DELISTED
Viacom Inc. Class A
VIA
$166K ﹤0.01%
3,885
-5,815
-60% -$268K
SSB icon
665
SouthState Bank Corp
SSB
$10.3B
$163K ﹤0.01%
2,177
– –
MSBI icon
666
Midland States Bancorp
MSBI
$699M
$162K ﹤0.01%
+6,399
New +$150K
VSEC icon
667
VSE Corp
VSEC
$5B
$161K ﹤0.01%
4,730
+730
+18% +$24.9K
VISN
668
Vistance Networks Inc
VISN
$1.55B
$160K ﹤0.01%
5,300
– –
JLL icon
669
Jones Lang LaSalle
JLL
$15.7B
$159K ﹤0.01%
1,395
-668
-32% -$74.5K
XCO
670
DELISTED
Exco Resources
XCO
$155K ﹤0.01%
+9,687
New +$173K
OB
671
DELISTED
Onebeacon Insurance Group Ltd
OB
$155K ﹤0.01%
+10,878
New +$154K
CTSH icon
672
Cognizant
CTSH
$28.5B
$153K ﹤0.01%
3,200
– –
EFSC icon
673
Enterprise Financial Services Corp
EFSC
$2.28B
$153K ﹤0.01%
4,900
– –
LNKD
674
DELISTED
LinkedIn Corporation
LNKD
$153K ﹤0.01%
800
– –
HSII
675
DELISTED
Heidrick & Struggles
HSII
$152K ﹤0.01%
8,200
– –
25 26
27
28 29

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.