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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBL
651
DELISTED
CBL& Associates Properties, Inc.
CBL
$63K ﹤0.01%
3,300
– –
PHH
652
DELISTED
PHH Corporation
PHH
$62K ﹤0.01%
+2,600
New +$57.7K
DO
653
DELISTED
Diamond Offshore Drilling
DO
$62K ﹤0.01%
1,000
– –
NNBR icon
654
NN Inc
NNBR
$237M
$61K ﹤0.01%
3,900
-3,900
-50% -$52.5K
ELLI
655
DELISTED
Ellie Mae Inc
ELLI
$61K ﹤0.01%
1,900
– –
GLBR
656
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$61K ﹤0.01%
310
– –
BANF icon
657
BancFirst
BANF
$3.81B
$59K ﹤0.01%
+2,200
New +$57.5K
EBS icon
658
Emergent Biosolutions
EBS
$379M
$59K ﹤0.01%
+3,100
New +$55.3K
FNBC
659
DELISTED
First NBC Bank Holding Company
FNBC
$59K ﹤0.01%
+2,400
New +$60K
METR
660
DELISTED
METRO BANCORP, INC COMMON STOCK
METR
$57K ﹤0.01%
2,700
– –
VSEC icon
661
VSE Corp
VSEC
$5.19B
$56K ﹤0.01%
+2,400
New +$54.7K
WPX
662
DELISTED
WPX Energy, Inc.
WPX
$56K ﹤0.01%
2,899
– –
CNVR
663
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$56K ﹤0.01%
+2,700
New +$61.3K
DX
664
Dynex Capital
DX
$3.18B
$55K ﹤0.01%
2,100
-2,233
-52% -$59.6K
CONN
665
DELISTED
Conn's Inc.
CONN
$55K ﹤0.01%
1,100
– –
WMAR
666
DELISTED
West Marine Inc
WMAR
$55K ﹤0.01%
4,500
– –
SBNY
667
DELISTED
Signature Bank
SBNY
$55K ﹤0.01%
600
– –
HY icon
668
Hyster-Yale Materials Handling
HY
$576M
$54K ﹤0.01%
600
– –
SIRI icon
669
SiriusXM
SIRI
$11B
$54K ﹤0.01%
1,400
– –
ONB icon
670
Old National Bancorp
ONB
$10.2B
$53K ﹤0.01%
3,700
– –
GSOL
671
DELISTED
Global Sources Ltd
GSOL
$53K ﹤0.01%
7,200
– –
GSIG
672
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$53K ﹤0.01%
5,600
-5,000
-47% -$43.4K
CCIX
673
DELISTED
COLEMAN CABLE IN COM
CCIX
$53K ﹤0.01%
2,500
– –
BDSI
674
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$53K ﹤0.01%
9,700
– –
AVB icon
675
AvalonBay Communities
AVB
$27.5B
$51K ﹤0.01%
400
– –
25 26
27
28 29

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
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FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.