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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMRT
626
DELISTED
Stein Mart Inc
SMRT
$93K ﹤0.01%
6,900
– –
SIX
627
DELISTED
Six Flags Entertainment Corp.
SIX
$92K ﹤0.01%
2,500
– –
CMS icon
628
CMS Energy
CMS
$23.3B
$91K ﹤0.01%
3,400
– –
CVI icon
629
CVR Energy
CVI
$3.48B
$91K ﹤0.01%
2,100
-600
-22% -$23.3K
AAIC
630
DELISTED
Arlington Asset Investment Corp.
AAIC
$90K ﹤0.01%
3,400
-7,300
-68% -$185K
SAIA icon
631
Saia
SAIA
$10.5B
$87K ﹤0.01%
2,700
– –
CONN
632
DELISTED
Conn's Inc.
CONN
$87K ﹤0.01%
1,100
– –
WKC icon
633
World Kinect Corp
WKC
$2.06B
$86K ﹤0.01%
2,000
– –
ADBE icon
634
Adobe
ADBE
$105B
$84K ﹤0.01%
1,400
– –
THOR
635
DELISTED
THORATEC CORPORATION
THOR
$84K ﹤0.01%
+2,300
New +$90.3K
RAVN
636
DELISTED
Raven Industries Inc
RAVN
$82K ﹤0.01%
+2,000
New +$72K
NNBR icon
637
NN Inc
NNBR
$237M
$79K ﹤0.01%
3,900
– –
AE
638
DELISTED
Adams Resources & Energy Inc
AE
$78K ﹤0.01%
1,143
+600
+110% +$33.8K
FNBC
639
DELISTED
First NBC Bank Holding Company
FNBC
$78K ﹤0.01%
2,400
– –
YUM icon
640
Yum! Brands
YUM
$41.9B
$76K ﹤0.01%
1,391
– –
FCX icon
641
Freeport-McMoran
FCX
$86.2B
$75K ﹤0.01%
2,000
– –
AHL
642
DELISTED
ASPEN Insurance Holding Limited
AHL
$75K ﹤0.01%
1,810
– –
JNS
643
DELISTED
Janus Capital Group Inc
JNS
$75K ﹤0.01%
+6,100
New +$62.8K
EGBN icon
644
Eagle Bancorp
EGBN
$850M
$74K ﹤0.01%
2,400
– –
POST icon
645
Post Holdings
POST
$4.42B
$74K ﹤0.01%
2,292
-23,149
-91% -$681K
CRD.B icon
646
Crawford & Co Class B
CRD.B
$507M
$73K ﹤0.01%
7,900
– –
AORT icon
647
Artivion
AORT
$1.34B
$72K ﹤0.01%
+6,500
New +$61.2K
AWR icon
648
American States Water
AWR
$3.44B
$72K ﹤0.01%
+2,500
New +$70.4K
CCRN
649
DELISTED
Cross Country Healthcare
CCRN
$72K ﹤0.01%
+7,200
New +$49.9K
GIS icon
650
General Mills
GIS
$20.2B
$70K ﹤0.01%
1,400
-2,500
-64% -$124K
24 25
26
27 28

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
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First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.