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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Technology 19.28%
2 Healthcare 11.06%
3 Consumer Discretionary 11.05%
4 Financials 8.77%
5 Communication Services 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
601
State Street
STT
$48.4B
$11K ﹤0.01%
179
-7,777
-98% -$505K
TUSK icon
602
Mammoth Energy Services
TUSK
$122M
$11K ﹤0.01%
6,700
– –
NGM
603
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$11K ﹤0.01%
700
– –
AEE icon
604
Ameren
AEE
$30.4B
$10K ﹤0.01%
126
– –
YGYI
605
DELISTED
Youngevity International, Inc Common Stock
YGYI
$10K ﹤0.01%
17,400
– –
AMPH icon
606
Amphastar Pharmaceuticals
AMPH
$907M
$9K ﹤0.01%
463
-13,972
-97% -$281K
BA icon
607
Boeing
BA
$169B
$9K ﹤0.01%
54
– –
BAH icon
608
Booz Allen Hamilton
BAH
$8.44B
$9K ﹤0.01%
114
-2,900
-96% -$237K
PNC icon
609
PNC Financial Services
PNC
$99.1B
$9K ﹤0.01%
79
-4,685
-98% -$504K
SAIC icon
610
Saic
SAIC
$4.95B
$9K ﹤0.01%
+115
New +$9.06K
DXC icon
611
DXC Technology
DXC
$1.91B
$8K ﹤0.01%
422
-4,994
-92% -$91.1K
EVRG icon
612
Evergy
EVRG
$19.4B
$8K ﹤0.01%
148
– –
RRTS
613
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$8K ﹤0.01%
3,600
– –
DDOG icon
614
Datadog
DDOG
$94B
$7K ﹤0.01%
+67
New +$5.83K
AYX
615
DELISTED
Alteryx Inc
AYX
$4K ﹤0.01%
+38
New +$5.17K
AA icon
616
Alcoa
AA
$11.3B
– –
-9,950
Closed -$112K
ADI icon
617
Analog Devices
ADI
$172B
– –
-3,754
Closed -$460K
ADTN icon
618
Adtran
ADTN
$675M
– –
-10,925
Closed -$119K
ALX
619
Alexander's
ALX
$1.36B
– –
-854
Closed -$206K
AMD icon
620
Advanced Micro Devices
AMD
$700B
– –
-2,555
Closed -$134K
ANGO icon
621
AngioDynamics
ANGO
$605M
– –
-9,179
Closed -$93K
APLE icon
622
Apple Hospitality REIT
APLE
$3.97B
– –
-19,250
Closed -$186K
APTV icon
623
Aptiv
APTV
$12.3B
– –
-1,073
Closed -$84K
DCH
624
Dauch Corp
DCH
$1.31B
– –
-16,244
Closed -$123K
BATRK icon
625
Atlanta Braves Holdings Series B
BATRK
$3.28B
– –
-3,971
Closed -$78K
23 24
25
26 27

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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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FFIM
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First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.