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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
576
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$364K 0.01%
21,640
+12,840
+146% +$219K
PRU icon
577
Prudential Financial
PRU
$41.2B
$351K 0.01%
4,300
– –
LVS icon
578
Las Vegas Sands
LVS
$26.7B
$345K 0.01%
6,000
– –
LGTY
579
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$344K 0.01%
+30,990
New +$337K
POWL icon
580
Powell Industries
POWL
$6.24B
$340K 0.01%
+25,467
New +$325K
AGR
581
DELISTED
Avangrid, Inc.
AGR
$340K 0.01%
8,135
+335
+4% +$14.6K
GRMN
582
Garmin
GRMN
$53.8B
$337K 0.01%
+7,002
New +$346K
CLH icon
583
Clean Harbors
CLH
$16.8B
$331K 0.01%
6,900
– –
ALX
584
Alexander's
ALX
$1.25B
$327K 0.01%
780
– –
CNXN icon
585
PC Connection
CNXN
$2.15B
$324K 0.01%
12,253
+1,553
+15% +$39.6K
OSPN icon
586
OneSpan
OSPN
$657M
$324K 0.01%
18,400
– –
CAL icon
587
Caleres
CAL
$425M
$323K 0.01%
+12,773
New +$325K
NWLI
588
DELISTED
National Western Life Group, Inc. Class A
NWLI
$322K 0.01%
1,566
+1,309
+509% +$258K
IDT icon
589
IDT Corp
IDT
$1.77B
$321K 0.01%
+22,024
New +$282K
MSGS icon
590
Madison Square Garden
MSGS
$9.47B
$316K 0.01%
2,616
– –
DTE icon
591
DTE Energy
DTE
$27.1B
$315K 0.01%
+3,955
New +$322K
KMB icon
592
Kimberly-Clark
KMB
$32.8B
$315K 0.01%
2,501
+1
+0% +$129
ATRI
593
DELISTED
Atrion Corp
ATRI
$314K 0.01%
737
– –
STC icon
594
Stewart Information Services
STC
$2.01B
$311K 0.01%
7,000
– –
ASPS icon
595
Altisource Portfolio Solutions
ASPS
$65.2M
$305K 0.01%
1,175
– –
NWN icon
596
Northwest Natural Holdings
NWN
$2.03B
$305K 0.01%
+5,075
New +$317K
BKNG icon
597
Booking.com
BKNG
$129B
$294K 0.01%
5,000
– –
IBCP icon
598
Independent Bank Corp
IBCP
$829M
$294K 0.01%
+17,462
New +$276K
MNST icon
599
Monster Beverage
MNST
$87.4B
$294K 0.01%
24,000
– –
TTEC icon
600
TTEC Holdings
TTEC
$62.6M
$293K 0.01%
10,100
– –
22 23
24
25 26

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ICMH
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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.