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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.76%
2 Technology 15.96%
3 Healthcare 14.61%
4 Industrials 13.14%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTRY
576
DELISTED
PANTRY INC (THE)
PTRY
$154K ﹤0.01%
7,600
– –
LSCC icon
577
Lattice Semiconductor
LSCC
$15.1B
$152K ﹤0.01%
20,200
-78,200
-79% -$587K
FEIC
578
DELISTED
FEI COMPANY
FEIC
$151K ﹤0.01%
2,000
-900
-31% -$75.7K
ORLY icon
579
O'Reilly Automotive
ORLY
$68.9B
$150K ﹤0.01%
15,000
– –
OME
580
DELISTED
Omega Protein
OME
$149K ﹤0.01%
11,900
+1,700
+17% +$23.7K
CMI icon
581
Cummins
CMI
$74.1B
$148K ﹤0.01%
1,119
– –
CNO icon
582
CNO Financial Group
CNO
$5.16B
$148K ﹤0.01%
8,700
– –
FRC
583
DELISTED
First Republic Bank
FRC
$148K ﹤0.01%
3,000
– –
NTCT icon
584
NETSCOUT
NTCT
$2.79B
$142K ﹤0.01%
+3,100
New +$139K
TT icon
585
Trane Technologies
TT
$93B
$141K ﹤0.01%
2,500
– –
BF.B icon
586
Brown-Forman Class B
BF.B
$12B
$140K ﹤0.01%
4,844
– –
FRME icon
587
First Merchants
FRME
$2.62B
$137K ﹤0.01%
6,800
– –
SRCE icon
588
1st Source
SRCE
$2.1B
$137K ﹤0.01%
5,280
– –
CHS
589
DELISTED
Chicos FAS, Inc.
CHS
$137K ﹤0.01%
9,300
– –
MRH
590
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$137K ﹤0.01%
+4,400
New +$138K
UFCS icon
591
United Fire Group
UFCS
$1.41B
$136K ﹤0.01%
4,900
– –
HOPE icon
592
Hope Bancorp
HOPE
$1.8B
$134K ﹤0.01%
9,200
– –
SAIA icon
593
Saia
SAIA
$9.41B
$134K ﹤0.01%
2,700
– –
PROV icon
594
Provident Financial
PROV
$116M
$133K ﹤0.01%
9,100
– –
ASEI
595
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$133K ﹤0.01%
2,400
-1,337
-36% -$82K
WM icon
596
Waste Management
WM
$86.8B
$131K ﹤0.01%
+2,756
New +$126K
PARA
597
DELISTED
Paramount Global Class B
PARA
$128K ﹤0.01%
2,386
-2,914
-55% -$172K
VISN
598
Vistance Networks Inc
VISN
$1.55B
$127K ﹤0.01%
5,300
– –
HAWK
599
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$122K ﹤0.01%
3,768
– –
TGT icon
600
Target
TGT
$70.1B
$119K ﹤0.01%
1,900
-2,000
-51% -$121K
22 23
24
25 26

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BC
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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.