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FQ
First Quadrant Portfolio holdings
AUM
$18M
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
(+5.5%)
Cap. Flow
-$18.8M
Cap. Flow
% of AUM
-0.48%
Top 10 Holdings %
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$23M |
| 2 |
VIAB
Viacom Inc. Class B
VIAB
|
+$22.8M |
| 3 |
Bank of America
BAC
|
+$20.6M |
| 4 |
Citigroup
C
|
+$19.6M |
| 5 |
Danaher
DHR
|
+$17.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CSE
CAPITALSOURCE INC
CSE
|
+$27M |
| 2 |
United Parcel Service
UPS
|
+$21.4M |
| 3 |
PARA
Paramount Global Class B
PARA
|
+$18.1M |
| 4 |
Baxter International
BAX
|
+$15.9M |
| 5 |
CA
CA, Inc.
CA
|
+$14.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.34% |
| 2 | Technology | 16.25% |
| 3 | Healthcare | 14.22% |
| 4 | Industrials | 12.56% |
| 5 | Energy | 10.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Omeros
OMER
$1.24B
| $142K | ﹤0.01% |
14,600
+7,300
| +100% | +$43.5K |
|
577
Repligen
RGEN
$9.86B
| $142K | ﹤0.01% |
+12,800
| New | +$127K |
|
578
Energy Recovery
ERII
$360M
| $140K | ﹤0.01% |
19,300
+9,700
| +101% | +$50.4K |
|
|
FRC
579
DELISTED
First Republic Bank
FRC
| $140K | ﹤0.01% |
3,000
| – | – |
|
580
Pegasystems
PEGA
$6.19B
| $135K | ﹤0.01% |
13,600
-6,800
| -33% | -$62.2K |
|
581
Best Buy
BBY
$19.6B
| $131K | ﹤0.01% |
3,500
-409,300
| -99% | -$13.6M |
|
582
Cirrus Logic
CRUS
$6.12B
| $131K | ﹤0.01% |
5,800
| – | – |
|
583
Huntsman Corp
HUN
$1.62B
| $130K | ﹤0.01% |
6,300
| – | – |
|
584
Ziff Davis
ZD
$2.03B
| $129K | ﹤0.01% |
2,990
| – | – |
|
585
Hope Bancorp
HOPE
$1.8B
| $127K | ﹤0.01% |
9,200
| – | – |
|
|
WBC
586
DELISTED
WABCO HOLDINGS INC.
WBC
| $126K | ﹤0.01% |
1,500
| – | – |
|
587
CNO Financial Group
CNO
$5.16B
| $125K | ﹤0.01% |
8,700
| – | – |
|
588
Rayonier
RYN
$6.08B
| $122K | ﹤0.01% |
3,247
| – | – |
|
589
Matsons
MATX
$7.13B
| $118K | ﹤0.01% |
4,500
+4,164
| +1,239% | +$115K |
|
|
KMI.WS
590
DELISTED
Kinder Morgan Inc
KMI.WS
| $117K | ﹤0.01% |
23,552
| – | – |
|
|
KBAL
591
DELISTED
Kimball International
KBAL
| $110K | ﹤0.01% |
12,682
| – | – |
|
592
Intercontinental Exchange
ICE
$88.1B
| $109K | ﹤0.01% |
3,000
| – | – |
|
593
Enterprise Financial Services Corp
EFSC
$2.28B
| $108K | ﹤0.01% |
6,400
| – | – |
|
594
Group 1 Automotive
GPI
$3.28B
| $108K | ﹤0.01% |
1,387
-313
| -18% | -$23.3K |
|
595
Brown-Forman Class B
BF.B
$12B
| $106K | ﹤0.01% |
4,844
| – | – |
|
596
Centene
CNC
$33.4B
| $105K | ﹤0.01% |
6,572
-296
| -4% | -$4.26K |
|
597
CVR Energy
CVI
$5.24B
| $104K | ﹤0.01% |
2,700
-54,300
| -95% | -$2.38M |
|
|
CLMS
598
DELISTED
Calamos Asset Management, Inc.
CLMS
| $103K | ﹤0.01% |
10,300
| – | – |
|
599
Argan
AGX
$5.45B
| $101K | ﹤0.01% |
4,600
| – | – |
|
|
STEL
600
DELISTED
STELLARONE CORPORATION COM
STEL
| $101K | ﹤0.01% |
4,500
| – | – |
|
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First Quadrant's Q3 2013 Portfolio in Review
As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.
- First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
- First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
- First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
- First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
- First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
- First Quadrant opened 60 new positions and closed 71 in Q3 2013.
- First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.
Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.