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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.34%
2 Technology 16.25%
3 Healthcare 14.22%
4 Industrials 12.56%
5 Energy 10.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
551
Trane Technologies
TT
$93B
$182K ﹤0.01%
3,506
– –
SIMG
552
DELISTED
SILICON IMAGE INC
SIMG
$178K ﹤0.01%
+33,400
New +$186K
ENS icon
553
EnerSys
ENS
$6.15B
$176K ﹤0.01%
2,896
– –
MO icon
554
Altria Group
MO
$117B
$175K ﹤0.01%
5,100
+1,600
+46% +$56.4K
CNL
555
DELISTED
CLECO CRP (HOLDING CO)
CNL
$175K ﹤0.01%
3,900
– –
JBSS icon
556
John B. Sanfilippo & Son
JBSS
$799M
$174K ﹤0.01%
7,500
-2,900
-28% -$63K
FRME icon
557
First Merchants
FRME
$2.62B
$173K ﹤0.01%
10,000
-3,600
-26% -$64.6K
GEO icon
558
The GEO Group
GEO
$4.11B
$173K ﹤0.01%
7,800
– –
SRE icon
559
Sempra
SRE
$53.1B
$171K ﹤0.01%
4,000
– –
UNS
560
DELISTED
UNS ENERGY CORP COM
UNS
$170K ﹤0.01%
3,647
– –
HELE icon
561
Helen of Troy
HELE
$628M
$168K ﹤0.01%
3,800
– –
STMP
562
DELISTED
Stamps.com, Inc.
STMP
$165K ﹤0.01%
+3,600
New +$151K
RVBD
563
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$162K ﹤0.01%
11,100
– –
CNMD icon
564
CONMED
CNMD
$1.41B
$160K ﹤0.01%
+4,700
New +$153K
EVC icon
565
Entravision Communication
EVC
$749M
$160K ﹤0.01%
27,100
– –
ULH icon
566
Universal Logistics Holdings
ULH
$497M
$160K ﹤0.01%
6,000
– –
MCO icon
567
Moody's
MCO
$80.9B
$155K ﹤0.01%
2,200
– –
CHS
568
DELISTED
Chicos FAS, Inc.
CHS
$155K ﹤0.01%
9,300
-192,300
-95% -$3.17M
RAMP icon
569
LiveRamp
RAMP
$2.29B
$153K ﹤0.01%
5,400
– –
CATO icon
570
Cato Corp
CATO
$48M
$151K ﹤0.01%
+5,400
New +$147K
MTRX icon
571
Matrix Service
MTRX
$281M
$151K ﹤0.01%
+7,700
New +$129K
AMAG
572
DELISTED
AMAG Pharmaceuticals
AMAG
$150K ﹤0.01%
7,000
– –
CE icon
573
Celanese
CE
$5.18B
$148K ﹤0.01%
2,800
– –
WSFS icon
574
WSFS Financial
WSFS
$4.12B
$145K ﹤0.01%
7,200
– –
AZPN
575
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$145K ﹤0.01%
4,200
– –
21 22
23
24 25

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.