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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$133M
Cap. Flow
+$65.7M
Cap. Flow %
5.5%
Top 10 Hldgs %
33.22%
Holding
636
New
57
Increased
95
Reduced
126
Closed
68

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$78.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$15.9M
3
VNQI icon
Vanguard Global ex-US Real Estate ETF
VNQI
+$6.88M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.74M
5
EA icon
Electronic Arts
EA
+$4.13M

Top Sells

Rank Stock Value
1
EVRG icon
Evergy
EVRG
+$4.45M
2
AVNT icon
Avient
AVNT
+$4.4M
3
MMS icon
Maximus
MMS
+$4.34M
4
BIIB icon
Biogen
BIIB
+$3.68M
5
NKE icon
Nike
NKE
+$3.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Financials 13.37%
3 Healthcare 9.32%
4 Consumer Discretionary 9.1%
5 Industrials 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AR icon
526
Antero Resources
AR
$10.9B
$38K ﹤0.01%
13,400
– –
KEY icon
527
KeyCorp
KEY
$23.8B
$38K ﹤0.01%
1,882
– –
F icon
528
Ford
F
$60.9B
$37K ﹤0.01%
4,000
– –
AMAT icon
529
Applied Materials
AMAT
$347B
$35K ﹤0.01%
581
– –
ITRI icon
530
Itron
ITRI
$4.48B
$35K ﹤0.01%
413
– –
MPX
531
DELISTED
Marine Products Corp
MPX
$35K ﹤0.01%
+2,431
New +$35.2K
YUMC icon
532
Yum China
YUMC
$15.7B
$35K ﹤0.01%
725
– –
MCRI icon
533
Monarch Casino & Resort
MCRI
$2.2B
$34K ﹤0.01%
700
– –
SLP icon
534
Simulations Plus
SLP
$371M
$34K ﹤0.01%
1,181
– –
FMNB icon
535
Farmers National Banc Corp
FMNB
$945M
$33K ﹤0.01%
2,035
– –
HAL icon
536
Halliburton
HAL
$26.1B
$32K ﹤0.01%
1,300
– –
VVV icon
537
Valvoline
VVV
$5.06B
$32K ﹤0.01%
+1,505
New +$33.2K
NBL
538
DELISTED
Noble Energy, Inc.
NBL
$32K ﹤0.01%
1,300
– –
ONC
539
BeOne Medicines Ltd
ONC
$33.9B
$31K ﹤0.01%
+186
New +$30.9K
PBYI icon
540
Puma Biotechnology
PBYI
$398M
$30K ﹤0.01%
3,433
+2,021
+143% +$16.7K
NVCR icon
541
NovoCure
NVCR
$1.77B
$28K ﹤0.01%
336
-1,288
-79% -$104K
PROV icon
542
Provident Financial
PROV
$111M
$28K ﹤0.01%
1,264
– –
ACIA
543
DELISTED
Acacia Communications Inc
ACIA
$28K ﹤0.01%
417
– –
BRC icon
544
Brady Corp
BRC
$4.46B
$27K ﹤0.01%
478
– –
IBM icon
545
IBM
IBM
$213B
$27K ﹤0.01%
209
– –
TCFC
546
DELISTED
The Community Financial Corporation Common Stock
TCFC
$25K ﹤0.01%
695
-400
-37% -$13.6K
AAN.A
547
DELISTED
The Aaron's Company Inc Class A
AAN.A
$23K ﹤0.01%
411
– –
CPA icon
548
Copa Holdings
CPA
$5.56B
$22K ﹤0.01%
+201
New +$21K
EVRG icon
549
Evergy
EVRG
$19.4B
$20K ﹤0.01%
304
-69,763
-100% -$4.45M
TPR icon
550
Tapestry
TPR
$30.3B
$19K ﹤0.01%
+697
New +$18.2K
20 21
22
23 24

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q4 2019 Portfolio in Review

As of Q4 2019, First Quadrant held 636 positions worth $1.2B, up 13% from $1.06B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First Quadrant deployed $65.7M of net new capital in Q4 2019, opening 57 new positions and adding to 95 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 182,263 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Evergy, an estimated $4.45M trimmed.

  • First Quadrant's largest Q4 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 182,263 shares worth $16M.
  • First Quadrant added most to Vanguard Real Estate ETF in Q4 2019, an estimated $78.7M increase.
  • First Quadrant's biggest Q4 2019 reduction was Evergy, cutting an estimated $4.45M.
  • First Quadrant fully exited Maximus in Q4 2019, selling an estimated $4.34M.
  • First Quadrant's ten largest holdings make up 33% of its $1.2B portfolio in Q4 2019.
  • First Quadrant opened 57 new positions and closed 68 in Q4 2019.
  • First Quadrant's portfolio value rose 13% quarter-over-quarter to $1.2B.

Based on First Quadrant's 13F filing for Q4 2019, filed 28 Jan 2020.