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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
526
Intercontinental Exchange
ICE
$88.1B
$566K 0.01%
10,500
– –
ODP
527
DELISTED
ODP
ODP
$561K 0.01%
15,709
– –
AES icon
528
AES
AES
$10.6B
$547K 0.01%
42,600
-54,200
-56% -$675K
WBS
529
DELISTED
Webster Financial
WBS
$547K 0.01%
14,400
– –
PROV icon
530
Provident Financial
PROV
$116M
$542K 0.01%
27,686
+22,386
+422% +$430K
LCI
531
DELISTED
Lannett Company, Inc.
LCI
$537K 0.01%
5,050
– –
CPN
532
DELISTED
Calpine Corporation
CPN
$537K 0.01%
42,500
– –
DBI icon
533
Designer Brands
DBI
$320M
$532K 0.01%
26,000
-106,000
-80% -$2.49M
BNED icon
534
Barnes & Noble Education
BNED
$373M
$531K 0.01%
555
– –
NEE icon
535
NextEra Energy
NEE
$169B
$530K 0.01%
17,340
– –
LVLT
536
DELISTED
Level 3 Communications Inc
LVLT
$520K 0.01%
11,214
+4,804
+75% +$243K
WIRE
537
DELISTED
Encore Wire Corp
WIRE
$518K 0.01%
14,101
-6,299
-31% -$241K
PBPB
538
DELISTED
Potbelly
PBPB
$517K 0.01%
+41,603
New +$539K
HRL icon
539
Hormel Foods
HRL
$11.4B
$516K 0.01%
13,600
– –
NEM icon
540
Newmont
NEM
$131B
$515K 0.01%
13,100
– –
CAH icon
541
Cardinal Health
CAH
$54.1B
$513K 0.01%
6,600
– –
AEPI
542
DELISTED
AEP Industries Inc
AEPI
$505K 0.01%
4,613
+3,605
+358% +$338K
HAFC icon
543
Hanmi Financial
HAFC
$954M
$495K 0.01%
18,800
– –
BNY
544
Bank of New York Mellon
BNY
$105B
$483K 0.01%
12,100
– –
THS
545
DELISTED
Treehouse Foods
THS
$480K 0.01%
+5,500
New +$529K
WSBF icon
546
Waterstone Financial
WSBF
$382M
$480K 0.01%
+28,255
New +$461K
DNR
547
DELISTED
Denbury Resources, Inc.
DNR
$480K 0.01%
148,654
+28,500
+24% +$87.2K
ADM icon
548
Archer Daniels Midland
ADM
$41.7B
$477K 0.01%
11,300
– –
LRCX icon
549
Lam Research
LRCX
$339B
$474K 0.01%
50,000
-1,880
-4% -$17.1K
PTC icon
550
PTC
PTC
$14.4B
$474K 0.01%
10,700
– –
20 21
22
23 24

Similar funds

ICMH
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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.