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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.34%
2 Technology 16.25%
3 Healthcare 14.22%
4 Industrials 12.56%
5 Energy 10.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VASC
526
DELISTED
Vascular Solutions Inc
VASC
$239K 0.01%
14,200
+4,300
+43% +$69.6K
SSB icon
527
SouthState Bank Corp
SSB
$10.3B
$238K 0.01%
+4,320
New +$237K
MJN
528
DELISTED
Mead Johnson Nutrition Company
MJN
$238K 0.01%
3,200
– –
WYNN icon
529
Wynn Resorts
WYNN
$8.93B
$237K 0.01%
1,500
– –
RDS.B
530
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$231K 0.01%
3,353
-900
-21% -$61.4K
CBI
531
DELISTED
Chicago Bridge & Iron Nv
CBI
$230K 0.01%
3,400
– –
SXC icon
532
SunCoke Energy
SXC
$803M
$228K 0.01%
+13,400
New +$213K
CALL
533
DELISTED
magicJack VocalTec Ltd
CALL
$228K 0.01%
17,700
– –
BANR icon
534
Banner Corp
BANR
$2.64B
$227K 0.01%
5,953
– –
FCNCA icon
535
First Citizens BancShares
FCNCA
$24.4B
$226K 0.01%
1,100
-800
-42% -$165K
COLB icon
536
Columbia Banking Systems
COLB
$8.53B
$225K 0.01%
9,100
– –
NVDA icon
537
NVIDIA
NVDA
$5.12T
$224K 0.01%
576,000
-32,288,000
-98% -$12M
FF icon
538
Future Fuel
FF
$245M
$223K 0.01%
12,400
-9,400
-43% -$154K
CPLA
539
DELISTED
Capella Education Company
CPLA
$215K 0.01%
3,800
+1,000
+36% +$51.6K
TSS
540
DELISTED
Total System Services, Inc.
TSS
$212K 0.01%
7,200
– –
SWX icon
541
Southwest Gas
SWX
$6.29B
$210K 0.01%
4,200
– –
UVE icon
542
Universal Insurance Holdings
UVE
$1.23B
$210K 0.01%
29,800
+700
+2% +$5.41K
DWSN
543
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$208K 0.01%
+6,400
New +$235K
HMN icon
544
Horace Mann Educators
HMN
$2.01B
$204K 0.01%
7,200
-8,300
-54% -$227K
NFX
545
DELISTED
Newfield Exploration
NFX
$203K 0.01%
7,400
– –
A icon
546
Agilent Technologies
A
$42.4B
$200K 0.01%
5,452
– –
FBRC
547
DELISTED
FBR & Co. Common Stock
FBRC
$196K 0.01%
+7,300
New +$205K
ATRI
548
DELISTED
Atrion Corp
ATRI
$191K ﹤0.01%
737
+217
+42% +$52.8K
GIS icon
549
General Mills
GIS
$19.6B
$187K ﹤0.01%
3,900
– –
VLGEA icon
550
Village Super Market
VLGEA
$653M
$186K ﹤0.01%
4,900
-700
-13% -$25.4K
20 21
22
23 24

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.