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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$857M
AUM Growth
-$13.9M
Cap. Flow
-$9.1M
Cap. Flow %
-1.06%
Top 10 Hldgs %
40.73%
Holding
571
New
62
Increased
76
Reduced
57
Closed
56

Top Buys

Rank Stock Value
1
ADI icon
Analog Devices
ADI
+$2.13M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M
3
MRNA icon
Moderna
MRNA
+$1.11M
4
CI icon
Cigna
CI
+$992K
5
BN icon
Brookfield
BN
+$952K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.79M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$3.64M
3
MXIM
Maxim Integrated Products
MXIM
+$2.12M
4
DIS icon
Walt Disney
DIS
+$1.46M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.42M

Sector Composition

Rank Sector Weight
1 Technology 20.25%
2 Consumer Discretionary 11.8%
3 Healthcare 10.54%
4 Financials 8.51%
5 Communication Services 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FF icon
501
Future Fuel
FF
$205M
$16K ﹤0.01%
2,200
-24,700
-92% -$205K
ANIK icon
502
Anika Therapeutics
ANIK
$215M
$15K ﹤0.01%
343
– –
RS icon
503
Reliance Steel & Aluminium
RS
$20.6B
$15K ﹤0.01%
108
– –
ABBV icon
504
AbbVie
ABBV
$465B
$13K ﹤0.01%
+120
New +$13.7K
PPL
505
PPL Corp
PPL
$26.9B
$12K ﹤0.01%
427
– –
SIRI icon
506
SiriusXM
SIRI
$11B
$12K ﹤0.01%
200
– –
CRM icon
507
Salesforce
CRM
$154B
$11K ﹤0.01%
+42
New +$10.7K
PINS icon
508
Pinterest
PINS
$13.7B
$11K ﹤0.01%
224
+38
+20% +$2.33K
XOM icon
509
ExxonMobil
XOM
$650B
$11K ﹤0.01%
181
+58
+47% +$3.31K
TMO icon
510
Thermo Fisher Scientific
TMO
$214B
$10K ﹤0.01%
+17
New +$9.33K
JXN icon
511
Jackson Financial
JXN
$8.4B
$8K ﹤0.01%
+305
New +$8.3K
SBBP
512
DELISTED
Strongbridge Biopharma plc.
SBBP
$6K ﹤0.01%
3,100
-5,100
-62% -$11.9K
CGNT icon
513
Cognyte Software
CGNT
$655M
$4K ﹤0.01%
200
-1,000
-83% -$25.6K
SCOR icon
514
Comscore
SCOR
$113M
$1K ﹤0.01%
+13
New +$1.03K
RRTS
515
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$1K ﹤0.01%
3,600
– –
ADM icon
516
Archer Daniels Midland
ADM
$38.7B
– –
-532
Closed -$32K
AHT
517
Ashford Hospitality Trust
AHT
$20.8M
– –
-219
Closed -$100K
AVD icon
518
American Vanguard Corp
AVD
$68.7M
– –
-1,434
Closed -$25K
BCC icon
519
Boise Cascade
BCC
$2.73B
– –
-430
Closed -$25K
BHR
520
Braemar Hotels & Resorts
BHR
$163M
– –
-5,047
Closed -$31K
BSET icon
521
Bassett Furniture
BSET
$169M
– –
-1,162
Closed -$28K
CTVA icon
522
Corteva
CTVA
$60.5B
– –
-181
Closed -$8K
CVGI icon
523
Commercial Vehicle Group
CVGI
$147M
– –
-2,746
Closed -$29K
EGY icon
524
Vaalco Energy
EGY
$562M
– –
-9,217
Closed -$30K
ENTA icon
525
Enanta Pharmaceuticals
ENTA
$362M
– –
-9,013
Closed -$397K
19 20
21
22 23

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AG
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YEPV
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First Quadrant's Q3 2021 Portfolio in Review

As of Q3 2021, First Quadrant held 571 positions worth $857M, down 1.6% from $871M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Quadrant's Q3 2021 filing shows 62 new, 76 increased, 57 reduced and 56 closed positions. Its largest new stake was Analog Devices: 12,680 shares worth $2.12M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $4.79M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • First Quadrant's largest Q3 2021 buy was Analog Devices: 12,680 shares worth $2.12M.
  • First Quadrant added most to iShares TIPS Bond ETF in Q3 2021, an estimated $1.75M increase.
  • First Quadrant's biggest Q3 2021 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $4.79M.
  • First Quadrant fully exited Brookfield Property REIT Inc. Class A Common Stock in Q3 2021, selling an estimated $3.64M.
  • First Quadrant's ten largest holdings make up 41% of its $857M portfolio in Q3 2021.
  • First Quadrant opened 62 new positions and closed 56 in Q3 2021.
  • First Quadrant's portfolio value fell 1.6% quarter-over-quarter to $857M.

Based on First Quadrant's 13F filing for Q3 2021, filed 26 Oct 2021.