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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGI icon
501
Selective Insurance
SIGI
$5.32B
$674K 0.01%
16,900
– –
SLGN icon
502
Silgan Holdings
SLGN
$4.06B
$669K 0.01%
26,450
-38,800
-59% -$967K
LKQ icon
503
LKQ Corp
LKQ
$5.92B
$660K 0.01%
18,600
– –
UNM icon
504
Unum
UNM
$15.2B
$657K 0.01%
18,600
– –
EFII
505
DELISTED
Electronics for Imaging
EFII
$646K 0.01%
13,200
– –
AWI icon
506
Armstrong World Industries
AWI
$6.77B
$645K 0.01%
15,600
– –
ANIK icon
507
Anika Therapeutics
ANIK
$280M
$641K 0.01%
13,400
– –
DOV icon
508
Dover
DOV
$25.5B
$641K 0.01%
10,771
– –
SENEA icon
509
Seneca Foods Class A
SENEA
$1.22B
$641K 0.01%
22,692
-10,008
-31% -$337K
NCI
510
DELISTED
Navigant Consulting, Inc.
NCI
$639K 0.01%
31,600
– –
ACHC icon
511
Acadia Healthcare
ACHC
$2.55B
$634K 0.01%
12,800
– –
CMD
512
DELISTED
Cantel Medical Corporation
CMD
$632K 0.01%
8,100
– –
FLWS icon
513
1-800-Flowers.com
FLWS
$197M
$631K 0.01%
68,800
-68,100
-50% -$631K
CST
514
DELISTED
CST Brands, Inc.
CST
$621K 0.01%
12,918
-15
-0.1% -$690
ACM icon
515
Aecom
ACM
$8.26B
$618K 0.01%
20,800
– –
WDFC icon
516
WD-40
WDFC
$2.55B
$616K 0.01%
+5,478
New +$640K
BHE icon
517
Benchmark Electronics
BHE
$2.61B
$611K 0.01%
24,500
– –
RF icon
518
Regions Financial
RF
$25.3B
$601K 0.01%
60,900
– –
INFO
519
DELISTED
IHS Markit Ltd. Common Shares
INFO
$601K 0.01%
+16,004
New +$572K
ARC
520
DELISTED
ARC Document Solutions, Inc.
ARC
$600K 0.01%
160,475
+127,975
+394% +$463K
NWSA icon
521
News Corp Class A
NWSA
$16.3B
$585K 0.01%
41,836
– –
MRC
522
DELISTED
MRC Global
MRC
$580K 0.01%
35,300
– –
LTRPA
523
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$579K 0.01%
26,490
– –
EQIX icon
524
Equinix
EQIX
$99.4B
$578K 0.01%
1,605
– –
COHR
525
DELISTED
Coherent Inc
COHR
$575K 0.01%
5,200
– –
19 20
21
22 23

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.