We are live on ! Find out more
FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.34%
2 Technology 16.25%
3 Healthcare 14.22%
4 Industrials 12.56%
5 Energy 10.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EME icon
501
Emcor
EME
$32.4B
$293K 0.01%
7,486
– –
SAH icon
502
Sonic Automotive
SAH
$2.36B
$293K 0.01%
12,300
– –
TRN icon
503
Trinity Industries
TRN
$2.24B
$290K 0.01%
17,779
-558,656
-97% -$8.25M
FLWS icon
504
1-800-Flowers.com
FLWS
$197M
$289K 0.01%
58,600
-5,600
-9% -$34.3K
GSK icon
505
GSK
GSK
$100B
$286K 0.01%
4,560
-3,040
-40% -$196K
CLUB
506
DELISTED
Town Sports International Holdings, Inc.
CLUB
$280K 0.01%
21,600
-6,300
-23% -$75.6K
AKAM icon
507
Akamai
AKAM
$15.1B
$279K 0.01%
5,400
– –
SUSS
508
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
$279K 0.01%
5,246
-3,500
-40% -$175K
CACC icon
509
Credit Acceptance
CACC
$6.23B
$277K 0.01%
2,500
-900
-26% -$99.7K
ANEN
510
DELISTED
ANAREN INC
ANEN
$276K 0.01%
10,831
+10,765
+16,311% +$263K
AMP icon
511
Ameriprise Financial
AMP
$49.4B
$273K 0.01%
3,000
– –
UFCS icon
512
United Fire Group
UFCS
$1.41B
$271K 0.01%
8,900
+500
+6% +$14.4K
CCMP
513
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$270K 0.01%
7,000
– –
CPF icon
514
Central Pacific Financial
CPF
$968M
$269K 0.01%
15,191
+7,200
+90% +$129K
LRCX icon
515
Lam Research
LRCX
$339B
$266K 0.01%
52,000
– –
PRA
516
DELISTED
ProAssurance
PRA
$265K 0.01%
5,876
– –
PAY
517
DELISTED
Verifone Systems Inc
PAY
$263K 0.01%
11,500
– –
CASY icon
518
Casey's General Stores
CASY
$21.7B
$258K 0.01%
3,517
– –
EGY icon
519
Vaalco Energy
EGY
$686M
$257K 0.01%
46,000
-1,800
-4% -$10.6K
AMD icon
520
Advanced Micro Devices
AMD
$823B
$256K 0.01%
67,200
– –
AAIC
521
DELISTED
Arlington Asset Investment Corp.
AAIC
$254K 0.01%
10,700
– –
TTEC icon
522
TTEC Holdings
TTEC
$62.6M
$253K 0.01%
10,100
– –
PROV icon
523
Provident Financial
PROV
$116M
$251K 0.01%
15,100
+2,400
+19% +$42K
ALX
524
Alexander's
ALX
$1.25B
$241K 0.01%
841
+100
+13% +$29.2K
SBH icon
525
Sally Beauty Holdings
SBH
$1.47B
$241K 0.01%
9,200
-200
-2% -$5.61K
19 20
21
22 23

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.