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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
26
Kroger
KR
$36.7B
$34M 0.8%
1,720,986
-37,000
-2% -$765K
MDT icon
27
Medtronic
MDT
$112B
$33.7M 0.79%
587,492
-4,700
-0.8% -$266K
LMT icon
28
Lockheed Martin
LMT
$131B
$33.7M 0.79%
226,401
+13,100
+6% +$1.78M
AMGN icon
29
Amgen
AMGN
$209B
$33.7M 0.79%
295,006
-39
-0% -$4.44K
LUV icon
30
Southwest Airlines
LUV
$21.7B
$33.4M 0.78%
1,772,400
+120,200
+7% +$2.1M
TMO icon
31
Thermo Fisher Scientific
TMO
$214B
$32.8M 0.77%
294,140
-42,000
-12% -$4.18M
QCOM icon
32
Qualcomm
QCOM
$164B
$32.4M 0.76%
436,318
+309,400
+244% +$21.8M
DTV
33
DELISTED
DIRECTV COM STK (DE)
DTV
$32M 0.75%
463,341
-1,000
-0.2% -$64K
AXP icon
34
American Express
AXP
$224B
$31.9M 0.74%
351,151
-31,600
-8% -$2.6M
LYB icon
35
LyondellBasell Industries
LYB
$19.5B
$30.9M 0.72%
384,900
-2,000
-0.5% -$153K
UTHR icon
36
United Therapeutics
UTHR
$26.1B
$30.7M 0.72%
271,100
+56,000
+26% +$5.05M
ADM icon
37
Archer Daniels Midland
ADM
$38.7B
$29.7M 0.69%
684,952
+190,200
+38% +$7.69M
HPQ icon
38
HP
HPQ
$26B
$29.1M 0.68%
2,291,296
-166,030
-7% -$1.91M
GE icon
39
GE Aerospace
GE
$364B
$28.8M 0.67%
214,652
-15,816
-7% -$1.99M
LHX icon
40
L3Harris
LHX
$55.4B
$28.7M 0.67%
410,600
+58,000
+16% +$3.68M
VIAB
41
DELISTED
Viacom Inc. Class B
VIAB
$28.3M 0.66%
323,600
+16,800
+5% +$1.39M
IBM icon
42
IBM
IBM
$213B
$28.1M 0.66%
156,687
-99,157
-39% -$17.1M
C icon
43
Citigroup
C
$213B
$27.8M 0.65%
533,883
-4,027
-0.7% -$204K
HP icon
44
Helmerich & Payne
HP
$3.34B
$26.5M 0.62%
314,900
-39,000
-11% -$3.04M
PKG icon
45
Packaging Corp of America
PKG
$22.2B
$26.5M 0.62%
418,100
+43,100
+11% +$2.62M
CELG
46
DELISTED
Celgene Corp
CELG
$25.9M 0.61%
307,000
+167,000
+119% +$13.2M
BEN icon
47
Franklin Resources
BEN
$16.8B
$25.7M 0.6%
445,267
+166,600
+60% +$8.98M
UPS icon
48
United Parcel Service
UPS
$88.9B
$24.9M 0.58%
236,825
+186,700
+372% +$18.4M
DFS
49
DELISTED
Discover Financial Services
DFS
$24.8M 0.58%
443,287
-16,200
-4% -$849K
M icon
50
Macy's
M
$6.51B
$24.2M 0.57%
453,200
-40,300
-8% -$1.95M
1
2
3 4 5

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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
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First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.