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FQ
First Quadrant Portfolio holdings
AUM
$18M
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
(+5.5%)
Cap. Flow
-$18.8M
Cap. Flow
% of AUM
-0.48%
Top 10 Holdings %
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$23M |
| 2 |
VIAB
Viacom Inc. Class B
VIAB
|
+$22.8M |
| 3 |
Bank of America
BAC
|
+$20.6M |
| 4 |
Citigroup
C
|
+$19.6M |
| 5 |
Danaher
DHR
|
+$17.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CSE
CAPITALSOURCE INC
CSE
|
+$27M |
| 2 |
United Parcel Service
UPS
|
+$21.4M |
| 3 |
PARA
Paramount Global Class B
PARA
|
+$18.1M |
| 4 |
Baxter International
BAX
|
+$15.9M |
| 5 |
CA
CA, Inc.
CA
|
+$14.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.13% |
| 2 | Technology | 15.77% |
| 3 | Healthcare | 13.64% |
| 4 | Industrials | 12.21% |
| 5 | Energy | 10.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Thermo Fisher Scientific
TMO
$214B
| $31M | 0.78% |
336,140
-42,619
| -11% | -$3.85M |
|
27
Mastercard
MA
$498B
| $29.3M | 0.74% |
435,630
-4,100
| -0.9% | -$257K |
|
28
American Express
AXP
$224B
| $28.9M | 0.73% |
382,751
-61,400
| -14% | -$4.62M |
|
29
LyondellBasell Industries
LYB
$19.5B
| $28.3M | 0.72% |
386,900
+3,000
| +0.8% | +$209K |
|
30
Occidental Petroleum
OXY
$55.7B
| $28.2M | 0.72% |
314,983
-3,047
| -1% | -$262K |
|
31
Delta Air Lines
DAL
$56.7B
| $28M | 0.71% |
1,185,954
-232,948
| -16% | -$4.86M |
|
|
DTV
32
DELISTED
DIRECTV COM STK (DE)
DTV
| $27.8M | 0.7% |
464,341
+225,839
| +95% | +$13.9M |
|
33
TJX Companies
TJX
$179B
| $27.7M | 0.7% |
982,800
-14,000
| -1% | -$373K |
|
34
SLB Ltd
SLB
$72.7B
| $27.7M | 0.7% |
313,014
+2,400
| +0.8% | +$197K |
|
|
35
Boeing
BA
$169B
| $27.4M | 0.69% |
233,200
+213,800
| +1,102% | +$23M |
|
36
Lockheed Martin
LMT
$131B
| $27.2M | 0.69% |
213,301
-27,200
| -11% | -$3.3M |
|
37
GE Aerospace
GE
$364B
| $26.4M | 0.67% |
230,468
-35,432
| -13% | -$4.06M |
|
|
38
Citigroup
C
$213B
| $26.1M | 0.66% |
537,910
+387,900
| +259% | +$19.6M |
|
|
VIAB
39
DELISTED
Viacom Inc. Class B
VIAB
| $25.6M | 0.65% |
306,800
+295,000
| +2,500% | +$22.8M |
|
40
Visteon
VC
$2.85B
| $25.3M | 0.64% |
334,291
+89,500
| +37% | +$6.22M |
|
41
Goldman Sachs
GS
$289B
| $24.5M | 0.62% |
155,136
+600
| +0.4% | +$96.6K |
|
42
Helmerich & Payne
HP
$3.34B
| $24.4M | 0.62% |
353,900
+112,300
| +46% | +$7.41M |
|
43
Southwest Airlines
LUV
$21.7B
| $24.1M | 0.61% |
1,652,200
-74,500
| -4% | -$1.01M |
|
44
HP
HPQ
$26B
| $23.4M | 0.59% |
2,457,326
+330,714
| +16% | +$3.65M |
|
|
DFS
45
DELISTED
Discover Financial Services
DFS
| $23.2M | 0.59% |
459,487
+151,100
| +49% | +$7.56M |
|
|
GAP
46
The Gap Inc
GAP
$7.3B
| $23.2M | 0.59% |
575,725
-183,500
| -24% | -$7.91M |
|
|
BRCD
47
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $22.5M | 0.57% |
2,795,400
+524,400
| +23% | +$3.75M |
|
48
Biogen
BIIB
$30.9B
| $22.5M | 0.57% |
93,310
-1,920
| -2% | -$430K |
|
|
BBBY
49
DELISTED
Bed Bath & Beyond Inc
BBBY
| $22.1M | 0.56% |
285,790
+171,090
| +149% | +$12.8M |
|
|
50
Danaher
DHR
$138B
| $21.9M | 0.56% |
470,628
+389,244
| +478% | +$17.7M |
|
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First Quadrant's Q3 2013 Portfolio in Review
As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.
- First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
- First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
- First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
- First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
- First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
- First Quadrant opened 60 new positions and closed 71 in Q3 2013.
- First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.
Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.