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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Technology 19.28%
2 Healthcare 11.06%
3 Consumer Discretionary 11.05%
4 Financials 8.77%
5 Communication Services 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
451
Eversource Energy
ES
$28.1B
$81K 0.01%
968
-3,222
-77% -$276K
TREC
452
DELISTED
Trecora Resources
TREC
$81K 0.01%
13,212
+3,512
+36% +$21.3K
SPHR icon
453
Sphere Entertainment
SPHR
$5.02B
$80K 0.01%
1,174
-4,734
-80% -$341K
AZO icon
454
AutoZone
AZO
$51.3B
$78K 0.01%
66
– –
WCC
455
WESCO International
WCC
$15.1B
$78K 0.01%
1,769
-2
-0.1% -$85
O icon
456
Realty Income
O
$61.1B
$77K 0.01%
1,314
– –
SEM
457
DELISTED
Select Medical
SEM
$77K 0.01%
6,895
– –
BKR icon
458
Baker Hughes
BKR
$58.3B
$76K 0.01%
5,700
-5,859
-51% -$89.6K
CPA icon
459
Copa Holdings
CPA
$5.56B
$75K 0.01%
1,480
– –
ZNGA
460
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$75K 0.01%
8,227
– –
AFMD
461
DELISTED
Affimed
AFMD
$72K 0.01%
2,130
– –
UBER icon
462
Uber
UBER
$145B
$72K 0.01%
1,964
-2,254
-53% -$74.4K
CASY icon
463
Casey's General Stores
CASY
$32.1B
$71K 0.01%
400
– –
KMI icon
464
Kinder Morgan
KMI
$70.9B
$71K 0.01%
5,732
– –
HAS icon
465
Hasbro
HAS
$13.5B
$66K 0.01%
800
– –
LVS icon
466
Las Vegas Sands
LVS
$31.4B
$65K 0.01%
1,400
– –
POST icon
467
Post Holdings
POST
$4.42B
$65K 0.01%
1,146
– –
ASRT
468
DELISTED
Assertio
ASRT
$64K 0.01%
1,600
– –
BMY.RT
469
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$64K 0.01%
28,324
– –
IRM icon
470
Iron Mountain
IRM
$35.9B
$63K 0.01%
2,344
– –
HCA icon
471
HCA Healthcare
HCA
$88.4B
$62K 0.01%
500
– –
LSCC icon
472
Lattice Semiconductor
LSCC
$16B
$62K 0.01%
2,146
– –
MRLN
473
DELISTED
Marlin Business Services Corp
MRLN
$61K 0.01%
8,700
-12,769
-59% -$93K
CROX icon
474
Crocs
CROX
$6.63B
$60K 0.01%
1,408
– –
ENTA icon
475
Enanta Pharmaceuticals
ENTA
$362M
$60K 0.01%
1,305
-1,072
-45% -$51.9K
17 18
19
20 21

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
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WIA
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LSM
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FFIM
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First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.