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FQ
First Quadrant Portfolio holdings
AUM
$18M
1-Year Est. Return
24.2%
This Fund
S&P 500
This Quarter
Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
(+4.2%)
Cap. Flow
+$63.1M
Cap. Flow
% of AUM
1.34%
Top 10 Holdings %
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$35.4M |
| 2 |
Baxter International
BAX
|
+$30.7M |
| 3 |
United Parcel Service
UPS
|
+$27M |
| 4 |
American Electric Power
AEP
|
+$22.9M |
| 5 |
Darden Restaurants
DRI
|
+$22.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$40.3M |
| 2 |
Verizon
VZ
|
+$38.9M |
| 3 |
SLB Ltd
SLB
|
+$33.9M |
| 4 |
Johnson & Johnson
JNJ
|
+$30.3M |
| 5 |
Intuit
INTU
|
+$25.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.93% |
| 2 | Healthcare | 14.37% |
| 3 | Financials | 13.33% |
| 4 | Consumer Discretionary | 11.77% |
| 5 | Industrials | 11.67% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UAM
451
DELISTED
Universal American Corp
UAM
| $895K | 0.02% |
116,940
+65,640
| +128% | +$485K |
|
452
Cooper Companies
COO
$10.1B
| $878K | 0.02% |
19,600
| – | – |
|
453
PayPal
PYPL
$46B
| $872K | 0.02% |
21,283
-1,000
| -4% | -$38.4K |
|
454
Kohl's
KSS
$1.85B
| $867K | 0.02% |
19,807
-228,593
| -92% | -$9.58M |
|
455
AutoNation
AN
$6.73B
| $857K | 0.02% |
17,600
| – | – |
|
|
CBPX
456
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $856K | 0.02% |
40,789
+19,589
| +92% | +$441K |
|
457
Amphastar Pharmaceuticals
AMPH
$1.01B
| $842K | 0.02% |
+44,369
| New | +$805K |
|
458
Plexus
PLXS
$6.36B
| $842K | 0.02% |
18,000
| – | – |
|
|
AAN.A
459
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $841K | 0.02% |
33,100
| – | – |
|
460
Everest Group
EG
$14.6B
| $832K | 0.02% |
4,382
| – | – |
|
|
MEG
461
DELISTED
Media General, Inc
MEG
| $825K | 0.02% |
44,782
-194
| -0.4% | -$3.44K |
|
462
State Street
STT
$50.9B
| $822K | 0.02% |
11,800
| – | – |
|
463
Western Union
WU
$2.14B
| $818K | 0.02% |
+39,301
| New | +$808K |
|
464
Assured Guaranty
AGO
$3.14B
| $816K | 0.02% |
29,400
| – | – |
|
465
American Water Works
AWK
$27.4B
| $816K | 0.02% |
10,900
| – | – |
|
|
CBB
466
DELISTED
Cincinnati Bell Inc.
CBB
| $807K | 0.02% |
39,548
-22,772
| -37% | -$507K |
|
|
BOBE
467
DELISTED
Bob Evans Farms, Inc.
BOBE
| $801K | 0.02% |
+20,925
| New | +$788K |
|
|
FMBI
468
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $798K | 0.02% |
41,200
| – | – |
|
469
Resources Connection
RGP
$144M
| $796K | 0.02% |
+53,249
| New | +$794K |
|
470
SBA Communications
SBAC
$19.4B
| $796K | 0.02% |
7,100
| – | – |
|
471
PG&E
PCG
$29B
| $795K | 0.02% |
13,000
| – | – |
|
472
DNOW Inc
DNOW
$2.91B
| $790K | 0.02% |
36,887
-313
| -0.8% | -$6.26K |
|
473
Clearwater Paper
CLW
$341M
| $784K | 0.02% |
12,129
-1,571
| -11% | -$99.3K |
|
|
CSGS
474
DELISTED
CSG Systems International
CSGS
| $781K | 0.02% |
18,900
| – | – |
|
475
Stryker
SYK
$108B
| $780K | 0.02% |
6,700
-400
| -6% | -$46.6K |
|
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First Quadrant's Q3 2016 Portfolio in Review
As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.
- First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
- First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
- First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
- First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
- First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
- First Quadrant opened 145 new positions and closed 94 in Q3 2016.
- First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.
Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.