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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+12.33%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$332M
Cap. Flow
-$110M
Cap. Flow %
-2.57%
Top 10 Hldgs %
15.36%
Holding
860
New
71
Increased
115
Reduced
260
Closed
70

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$21.8M
2
EOG icon
EOG Resources
EOG
+$19.4M
3
UPS icon
United Parcel Service
UPS
+$18.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$16.4M
5
AMZN icon
Amazon
AMZN
+$14.4M

Top Sells

Rank Stock Value
1
COR icon
Cencora
COR
+$33.9M
2
TJX icon
TJX Companies
TJX
+$25.8M
3
VC icon
Visteon
VC
+$19.1M
4
TW
TOWERS WATSON & CO COM STK CL A (DE)
TW
+$18.1M
5
IBM icon
IBM
IBM
+$17.1M

Sector Composition

Rank Sector Weight
1 Financials 16.52%
2 Technology 15.28%
3 Healthcare 13.3%
4 Industrials 12.38%
5 Energy 10.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
451
United Airlines
UAL
$38.8B
$551K 0.01%
14,575
-10,134
-41% -$355K
SYK icon
452
Stryker
SYK
$135B
$549K 0.01%
7,300
-3,900
-35% -$285K
WRLD icon
453
World Acceptance Corp
WRLD
$861M
$546K 0.01%
6,239
– –
ANIK icon
454
Anika Therapeutics
ANIK
$215M
$542K 0.01%
14,200
-6,600
-32% -$204K
SCSC icon
455
Scansource
SCSC
$1.17B
$539K 0.01%
12,700
+1,200
+10% +$47.3K
ANDE icon
456
Andersons Inc
ANDE
$2.39B
$535K 0.01%
+9,000
New +$479K
COST icon
457
Costco
COST
$432B
$533K 0.01%
4,477
-25,600
-85% -$3.06M
PCG icon
458
PG&E
PCG
$39B
$532K 0.01%
13,200
-6,100
-32% -$250K
DGX icon
459
Quest Diagnostics
DGX
$26B
$519K 0.01%
9,700
+500
+5% +$29.7K
AMRI
460
DELISTED
Albany Molecular Research Inc
AMRI
$513K 0.01%
50,900
+5,200
+11% +$62.8K
HRC
461
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$508K 0.01%
12,300
– –
PBH icon
462
Prestige Consumer Healthcare
PBH
$2.47B
$498K 0.01%
13,900
– –
ARTC
463
DELISTED
ARTHROCARE CORP
ARTC
$495K 0.01%
12,300
-34,700
-74% -$1.29M
ALR
464
DELISTED
AlerisLife Inc
ALR
$491K 0.01%
8,950
– –
PETS icon
465
PetMed Express
PETS
$42.3M
$489K 0.01%
+29,400
New +$459K
SO icon
466
Southern Company
SO
$108B
$489K 0.01%
+11,900
New +$491K
DUK icon
467
Duke Energy
DUK
$101B
$487K 0.01%
7,060
-1,766
-20% -$124K
ARC
468
DELISTED
ARC Document Solutions, Inc.
ARC
$487K 0.01%
+59,300
New +$424K
RBCAA icon
469
Republic Bancorp
RBCAA
$1.96B
$481K 0.01%
19,600
-7,700
-28% -$186K
NTRI
470
DELISTED
NutriSystem, Inc.
NTRI
$470K 0.01%
+28,600
New +$500K
SPB icon
471
Spectrum Brands
SPB
$2.03B
$466K 0.01%
6,603
-4,600
-41% -$307K
SIMG
472
DELISTED
SILICON IMAGE INC
SIMG
$466K 0.01%
75,800
+42,400
+127% +$228K
PACW
473
DELISTED
PacWest Bancorp
PACW
$464K 0.01%
11,000
– –
SPN
474
DELISTED
Superior Energy Services, Inc.
SPN
$458K 0.01%
1,720
– –
AMTD
475
DELISTED
TD Ameritrade Holding Corp
AMTD
$457K 0.01%
14,900
– –
17 18
19
20 21

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BC
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SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q4 2013 Portfolio in Review

As of Q4 2013, First Quadrant held 860 positions worth $4.28B, up 8.4% from $3.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q4 2013 filing shows 71 new, 115 increased, 260 reduced and 70 closed positions. Its largest new stake was EOG Resources: 226,600 shares worth $19M. The largest sale was Cencora, an estimated $33.9M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q4 2013 buy was EOG Resources: 226,600 shares worth $19M.
  • First Quadrant added most to Qualcomm in Q4 2013, an estimated $21.8M increase.
  • First Quadrant's biggest Q4 2013 reduction was Cencora, cutting an estimated $33.9M.
  • First Quadrant fully exited LSI CORPORATION in Q4 2013, selling an estimated $5.79M.
  • First Quadrant's ten largest holdings make up 15% of its $4.28B portfolio in Q4 2013.
  • First Quadrant opened 71 new positions and closed 70 in Q4 2013.
  • First Quadrant's portfolio value rose 8.4% quarter-over-quarter to $4.28B.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.