We are live on ! Find out more
FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.34%
2 Technology 16.25%
3 Healthcare 14.22%
4 Industrials 12.56%
5 Energy 10.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJET
451
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$519K 0.01%
43,600
+27,200
+166% +$336K
GTIV
452
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$517K 0.01%
42,900
-12,200
-22% -$138K
LF
453
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$512K 0.01%
54,400
– –
MAT icon
454
Mattel
MAT
$3.83B
$511K 0.01%
12,200
-1,300
-10% -$55.6K
SCLN
455
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$507K 0.01%
100,000
-28,100
-22% -$156K
WCRX
456
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$507K 0.01%
22,100
-12,900
-37% -$273K
ANIK icon
457
Anika Therapeutics
ANIK
$280M
$497K 0.01%
20,800
+3,300
+19% +$74.1K
WBS
458
DELISTED
Webster Financial
WBS
$488K 0.01%
19,100
+4,300
+29% +$114K
WMB icon
459
Williams Companies
WMB
$87.6B
$482K 0.01%
13,258
– –
SPLS
460
DELISTED
Staples Inc
SPLS
$478K 0.01%
32,600
-2,500
-7% -$39.2K
PPS
461
DELISTED
Post Properties
PPS
$477K 0.01%
+10,600
New +$496K
WIRE
462
DELISTED
Encore Wire Corp
WIRE
$465K 0.01%
11,800
– –
QCOR
463
DELISTED
QUESTCOR PHARMA INC
QCOR
$464K 0.01%
8,000
-6,300
-44% -$374K
ALR
464
DELISTED
AlerisLife Inc
ALR
$463K 0.01%
8,950
– –
CNXN icon
465
PC Connection
CNXN
$2.15B
$460K 0.01%
30,500
-1,062
-3% -$17K
JAZZ icon
466
Jazz Pharmaceuticals
JAZZ
$15.6B
$453K 0.01%
4,925
-600
-11% -$48.4K
ADT
467
DELISTED
ADT Corp
ADT
$449K 0.01%
11,050
– –
PVTB
468
DELISTED
PrivateBancorp Inc
PVTB
$445K 0.01%
20,794
– –
HRC
469
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$441K 0.01%
12,300
– –
SPN
470
DELISTED
Superior Energy Services, Inc.
SPN
$431K 0.01%
1,720
-18,630
-92% -$4.85M
PBH icon
471
Prestige Consumer Healthcare
PBH
$2.21B
$419K 0.01%
13,900
– –
KS
472
DELISTED
KapStone Paper and Pack Corp.
KS
$419K 0.01%
19,600
-600
-3% -$13.1K
WG
473
DELISTED
Willbros Group
WG
$415K 0.01%
+45,200
New +$380K
STC icon
474
Stewart Information Services
STC
$2.01B
$403K 0.01%
12,600
– –
SCSC icon
475
Scansource
SCSC
$1.17B
$398K 0.01%
11,500
+4,200
+58% +$142K
17 18
19
20 21

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.